Ameriprise’s Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 LMHA Stock Holding History

Ameriprise’s Portfolio LMHA Stock Details LMHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-16,300	Closed	-$409K	–	3720
2016 Q4	$409K	Buy	+16,300	New	+$419K	﹤0.01%	3363

Other funds holding LMHA

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

CPP

Crow Point Partners Boston, Massachusetts $64M AUM 33.5% 1-Year Est. Return

Ameriprise's LMHA Position: Q1 2017 in Review

Ameriprise sold out of Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 (LMHA) in Q1 2017, closing a stake of 16,300 shares — an estimated $409K sold.

Ameriprise first reported a position in LMHA in Q4 2016 and held it in 1 quarter. The position peaked at $409K in Q4 2016. 2 funds tracked by Wall St. Rank hold LMHA as of Q1 2017.

Ameriprise reported no remaining Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 position as of Q1 2017 after selling out during the quarter.
Ameriprise sold 16,300 Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 shares in Q1 2017, an estimated $409K.
Ameriprise first reported a position in Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 in Q4 2016 and held it in 1 quarter.
Ameriprise's Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 position peaked at $409K in Q4 2016.
2 funds tracked by Wall St. Rank held Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 as of Q1 2017.

Based on Ameriprise's 13F filing for Q1 2017, filed 5 May 2017.