Ameriprise’s The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called GAB.PRD.CL Stock Holding History

Ameriprise’s Portfolio GAB.PRD.CL Stock Details GAB.PRD.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-400	Closed	-$10K	–	4710
2014 Q3	$10K	Hold	400	–	–	﹤0.01%	4847
2014 Q2	$10K	Hold	400	–	–	﹤0.01%	4679
2014 Q1	$10K	Buy	+400	New	+$10K	﹤0.01%	4540

Other funds holding GAB.PRD.CL

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

GWS

Glassman Wealth Services Vienna, Virginia $736M AUM 17.99% 1-Year Est. Return

Ameriprise's GAB.PRD.CL Position: Q4 2014 in Review

Ameriprise sold out of The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called (GAB.PRD.CL) in Q4 2014, closing a stake of 400 shares — an estimated $10K sold.

Ameriprise first reported a position in GAB.PRD.CL in Q1 2014 and held it in 3 quarters. The position peaked at $10K in Q3 2014. 2 funds tracked by Wall St. Rank hold GAB.PRD.CL as of Q4 2014.

Ameriprise reported no remaining The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 400 The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called shares in Q4 2014, an estimated $10K.
Ameriprise first reported a position in The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called in Q1 2014 and held it in 3 quarters.
Ameriprise's The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called position peaked at $10K in Q3 2014.
2 funds tracked by Wall St. Rank held The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.