Ameriprise’s GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF EWRS Stock Holding History

Ameriprise’s Portfolio EWRS Stock Details EWRS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-5,481	Closed	-$214K	–	4055
2015 Q3	$214K	Buy	+5,481	New	+$234K	﹤0.01%	3625
2014 Q2	–	Sell	-7,988	Closed	-$370K	–	5975
2014 Q1	$370K	Buy	+7,988	New	+$364K	﹤0.01%	3047

Other funds holding EWRS

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.59B AUM 26.56% 1-Year Est. Return

Ameriprise's EWRS Position: Q4 2015 in Review

Ameriprise sold out of GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF (EWRS) in Q4 2015, closing a stake of 5,481 shares — an estimated $214K sold.

Ameriprise first reported a position in EWRS in Q1 2014 and held it in 2 quarters. The position peaked at $370K in Q1 2014. 22 funds tracked by Wall St. Rank hold EWRS as of Q4 2015.

Ameriprise reported no remaining GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF position as of Q4 2015 after selling out during the quarter.
Ameriprise sold 5,481 GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF shares in Q4 2015, an estimated $214K.
Ameriprise first reported a position in GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF in Q1 2014 and held it in 2 quarters.
Ameriprise's GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF position peaked at $370K in Q1 2014.
22 funds tracked by Wall St. Rank held GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF as of Q4 2015.

Based on Ameriprise's 13F filing for Q4 2015, filed 11 Feb 2016.