Ameriprise’s ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 EFM.CL Stock Holding History

Ameriprise’s Portfolio EFM.CL Stock Details EFM.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-200	Closed	-$5K	–	4942
2014 Q3	$5K	Hold	200	–	–	﹤0.01%	5159
2014 Q2	$5K	Hold	200	–	–	﹤0.01%	4975
2014 Q1	$5K	Buy	+200	New	+$5.06K	﹤0.01%	4805

Other funds holding EFM.CL

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

TCOV

Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return

Ameriprise's EFM.CL Position: Q4 2014 in Review

Ameriprise sold out of ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 (EFM.CL) in Q4 2014, closing a stake of 200 shares — an estimated $5K sold.

Ameriprise first reported a position in EFM.CL in Q1 2014 and held it in 3 quarters. The position peaked at $5K in Q3 2014. 2 funds tracked by Wall St. Rank hold EFM.CL as of Q4 2014.

Ameriprise reported no remaining ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 200 ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 shares in Q4 2014, an estimated $5K.
Ameriprise first reported a position in ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 in Q1 2014 and held it in 3 quarters.
Ameriprise's ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 position peaked at $5K in Q3 2014.
2 funds tracked by Wall St. Rank held ENTERGY MISSISSIPPI, INC 1ST MRT BD 6.20% SER 4/15/2040 as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.