Ameriprise’s Dynegy, Inc. DYN Stock Holding History

Ameriprise’s Portfolio DYN Stock Details DYN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,261	Closed	-$177K	–	3877
2016 Q2	$177K	Buy	10,261 +120	+1%	+$2.08K	﹤0.01%	3563
2016 Q1	$146K	Sell	10,141 -112,342	-92%	-$1.28M	﹤0.01%	3583
2015 Q4	$1.64M	Sell	122,483 -9,274	-7%	-$159K	﹤0.01%	2710
2015 Q3	$2.72M	Buy	131,757 +11,328	+9%	+$287K	﹤0.01%	2437
2015 Q2	$3.52M	Sell	120,429 -419,931	-78%	-$13.7M	﹤0.01%	2376
2015 Q1	$17M	Buy	+540,360	New	+$15.4M	0.01%	1113
2014 Q4	–	Sell	-1,114	Closed	-$33K	–	4844
2014 Q3	$33K	Buy	1,114 +568	+104%	+$16.9K	﹤0.01%	4208
2014 Q2	$19K	Buy	546 +87	+19%	+$2.69K	﹤0.01%	4365
2014 Q1	$11K	Hold	459	–	–	﹤0.01%	4503
2013 Q4	$10K	Sell	459 -6,233	-93%	-$127K	﹤0.01%	4387
2013 Q3	$129K	Buy	6,692 +272	+4%	+$5.51K	﹤0.01%	3358
2013 Q2	$145K	Buy	+6,420	New	+$151K	﹤0.01%	3224

Other funds holding DYN

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

Lasry Marc $15.1M AUM 10.39% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Ameriprise's DYN Position: Q3 2016 in Review

Ameriprise sold out of Dynegy, Inc. (DYN) in Q3 2016, closing a stake of 10,261 shares — an estimated $177K sold.

Ameriprise first reported a position in DYN in Q2 2013 and held it in 12 quarters. The position peaked at $17M in Q1 2015. 168 funds tracked by Wall St. Rank hold DYN as of Q3 2016.

Ameriprise reported no remaining Dynegy, Inc. position as of Q3 2016 after selling out during the quarter.
Ameriprise sold 10,261 Dynegy, Inc. shares in Q3 2016, an estimated $177K.
Ameriprise first reported a position in Dynegy, Inc. in Q2 2013 and held it in 12 quarters.
Ameriprise's Dynegy, Inc. position peaked at $17M in Q1 2015.
168 funds tracked by Wall St. Rank held Dynegy, Inc. as of Q3 2016.

Based on Ameriprise's 13F filing for Q3 2016, filed 8 Nov 2016.