Ameriprise’s Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called DXB.CL Stock Holding History

Ameriprise’s Portfolio DXB.CL Stock Details DXB.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-112,942	Closed	-$2.97M	–	4012
2015 Q2	$2.97M	Buy	+112,942	New	+$3.01M	﹤0.01%	2502
2014 Q4	–	Sell	-3,752	Closed	-$97K	–	4681
2014 Q3	$97K	Buy	3,752 +3,636	+3,134%	+$95.1K	﹤0.01%	3689
2014 Q2	$3K	Buy	116 +6	+5%	+$156	﹤0.01%	5124
2014 Q1	$3K	Hold	110	–	–	﹤0.01%	4965
2013 Q4	$3K	Sell	110 -456	-81%	-$11.3K	﹤0.01%	4789
2013 Q3	$14K	Buy	+566	New	+$14K	﹤0.01%	4669

Other funds holding DXB.CL

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

JIC

Joel Isaacson & Co New York $3.02B AUM 21.81% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

CCS

Crosspoint Capital Strategies Orinda, California $50.4M AUM 15.37% 1-Year Est. Return

Ameriprise's DXB.CL Position: Q3 2015 in Review

Ameriprise sold out of Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called (DXB.CL) in Q3 2015, closing a stake of 112,942 shares — an estimated $2.97M sold.

Ameriprise first reported a position in DXB.CL in Q3 2013 and held it in 6 quarters. The position peaked at $2.97M in Q2 2015. 6 funds tracked by Wall St. Rank hold DXB.CL as of Q3 2015.

Ameriprise reported no remaining Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 112,942 Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called shares in Q3 2015, an estimated $2.97M.
Ameriprise first reported a position in Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called in Q3 2013 and held it in 6 quarters.
Ameriprise's Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called position peaked at $2.97M in Q2 2015.
6 funds tracked by Wall St. Rank held Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.