Ameriprise’s DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS DUA.CL Stock Holding History

Ameriprise’s Portfolio DUA.CL Stock Details DUA.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,298	Closed	-$33K	–	5119
2014 Q3	$33K	Buy	1,298 +59	+5%	+$1.5K	﹤0.01%	4210
2014 Q2	$32K	Buy	1,239 +21	+2%	+$533	﹤0.01%	4109
2014 Q1	$31K	Buy	1,218 +108	+10%	+$2.69K	﹤0.01%	3995
2013 Q4	$27K	Buy	1,110 +404	+57%	+$9.83K	﹤0.01%	3935
2013 Q3	$17K	Sell	706 -64	-8%	-$1.57K	﹤0.01%	4553
2013 Q2	$19K	Buy	+770	New	+$19.4K	﹤0.01%	4332

Other funds holding DUA.CL

BMM

Buffington Mohr McNeal Boise, Idaho $507M AUM 5.85% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise's DUA.CL Position: Q4 2014 in Review

Ameriprise sold out of DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS (DUA.CL) in Q4 2014, closing a stake of 1,298 shares — an estimated $33K sold.

Ameriprise first reported a position in DUA.CL in Q2 2013 and held it in 6 quarters. The position peaked at $33K in Q3 2014. 2 funds tracked by Wall St. Rank hold DUA.CL as of Q4 2014.

Ameriprise reported no remaining DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 1,298 DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS shares in Q4 2014, an estimated $33K.
Ameriprise first reported a position in DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS in Q2 2013 and held it in 6 quarters.
Ameriprise's DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS position peaked at $33K in Q3 2014.
2 funds tracked by Wall St. Rank held DEUTSCHE BANK CAP FDG TR VIII 6.375% TR PFD SECS as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.