Ameriprise’s Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called DKT.CL Stock Holding History

Ameriprise’s Portfolio DKT.CL Stock Details DKT.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-9,721	Closed	-$281K	–	4103
2015 Q1	$281K	Buy	9,721 +71	+0.7%	+$2.04K	﹤0.01%	3451
2014 Q4	$272K	Buy	9,650 +5,089	+112%	+$144K	﹤0.01%	3377
2014 Q3	$130K	Hold	4,561	–	–	﹤0.01%	3571
2014 Q2	$129K	Buy	4,561 +4,261	+1,420%	+$120K	﹤0.01%	3492
2014 Q1	$8K	Hold	300	–	–	﹤0.01%	4641
2013 Q4	$8K	Sell	300 -11	-4%	-$297	﹤0.01%	4481
2013 Q3	$8K	Buy	+311	New	+$8.52K	﹤0.01%	5051

Other funds holding DKT.CL

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

PAM

Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return

EWM

Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

VCM

Vision Capital Management Portland, Oregon $792M AUM 18.17% 1-Year Est. Return

SSB

Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

CapWealth Advisors Franklin, Tennessee $1.35B AUM 34.16% 1-Year Est. Return

Ameriprise's DKT.CL Position: Q2 2015 in Review

Ameriprise sold out of Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called (DKT.CL) in Q2 2015, closing a stake of 9,721 shares — an estimated $281K sold.

Ameriprise first reported a position in DKT.CL in Q3 2013 and held it in 7 quarters. The position peaked at $281K in Q1 2015. 9 funds tracked by Wall St. Rank hold DKT.CL as of Q2 2015.

Ameriprise reported no remaining Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called position as of Q2 2015 after selling out during the quarter.
Ameriprise sold 9,721 Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called shares in Q2 2015, an estimated $281K.
Ameriprise first reported a position in Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called in Q3 2013 and held it in 7 quarters.
Ameriprise's Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called position peaked at $281K in Q1 2015.
9 funds tracked by Wall St. Rank held Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd. Called as of Q2 2015.

Based on Ameriprise's 13F filing for Q2 2015, filed 13 Aug 2015.