Ameriprise’s GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF BSJD Stock Holding History

Ameriprise’s Portfolio BSJD Stock Details BSJD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-33,693	Closed	-$860K	–	5762
2013 Q3	$860K	Buy	33,693 +24,102	+251%	+$616K	﹤0.01%	2731
2013 Q2	$246K	Buy	+9,591	New	+$247K	﹤0.01%	3010

Other funds holding BSJD

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PIM

Parasol Investment Management Westmont, Illinois $61M AUM 12.08% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise's BSJD Position: Q4 2013 in Review

Ameriprise sold out of GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF (BSJD) in Q4 2013, closing a stake of 33,693 shares — an estimated $860K sold.

Ameriprise first reported a position in BSJD in Q2 2013 and held it in 2 quarters. The position peaked at $860K in Q3 2013. 7 funds tracked by Wall St. Rank hold BSJD as of Q4 2013.

Ameriprise reported no remaining GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF position as of Q4 2013 after selling out during the quarter.
Ameriprise sold 33,693 GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF shares in Q4 2013, an estimated $860K.
Ameriprise first reported a position in GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q2 2013 and held it in 2 quarters.
Ameriprise's GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF position peaked at $860K in Q3 2013.
7 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF as of Q4 2013.

Based on Ameriprise's 13F filing for Q4 2013, filed 14 Feb 2014.