Ameriprise’s AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption AXS.PRD.CL Stock Holding History

Ameriprise’s Portfolio AXS.PRD.CL Stock Details AXS.PRD.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-29,029	Closed	-$684K	–	4019
2015 Q2	$684K	Buy	+29,029	New	+$708K	﹤0.01%	3305
2014 Q4	–	Sell	-62	Closed	-$1K	–	4705
2014 Q3	$1K	Buy	62 +31	+100%	+$702	﹤0.01%	5631
2014 Q2	$1K	Buy	+31	New	+$675	﹤0.01%	5419
2013 Q4	–	Sell	-12	Closed	–	–	5532
2013 Q3	$0	Buy	+12	New	+$249	﹤0.01%	5704

Other funds holding AXS.PRD.CL

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Ameriprise's AXS.PRD.CL Position: Q3 2015 in Review

Ameriprise sold out of AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption (AXS.PRD.CL) in Q3 2015, closing a stake of 29,029 shares — an estimated $684K sold.

Ameriprise first reported a position in AXS.PRD.CL in Q3 2013 and held it in 4 quarters. The position peaked at $684K in Q2 2015. 1 fund tracked by Wall St. Rank holds AXS.PRD.CL as of Q3 2015.

Ameriprise reported no remaining AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 29,029 AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption shares in Q3 2015, an estimated $684K.
Ameriprise first reported a position in AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption in Q3 2013 and held it in 4 quarters.
Ameriprise's AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption position peaked at $684K in Q2 2015.
1 fund tracked by Wall St. Rank held AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.