Ameriprise’s ARES CAP CORP 7.00% SR NT (MD) ARN.CL Stock Holding History

Ameriprise’s Portfolio ARN.CL Stock Details ARN.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-21	Closed	-$1K	–	5129
2014 Q3	$1K	Buy	+21	New	+$541	﹤0.01%	5688

Other funds holding ARN.CL

BEAM

Baker Ellis Asset Management Vancouver, Washington $964M AUM 39.24% 1-Year Est. Return

Ameriprise's ARN.CL Position: Q4 2014 in Review

Ameriprise sold out of ARES CAP CORP 7.00% SR NT (MD) (ARN.CL) in Q4 2014, closing a stake of 21 shares — an estimated $1K sold.

Ameriprise first reported a position in ARN.CL in Q3 2014 and held it in 1 quarter. The position peaked at $1K in Q3 2014. 1 fund tracked by Wall St. Rank holds ARN.CL as of Q4 2014.

Ameriprise reported no remaining ARES CAP CORP 7.00% SR NT (MD) position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 21 ARES CAP CORP 7.00% SR NT (MD) shares in Q4 2014, an estimated $1K.
Ameriprise first reported a position in ARES CAP CORP 7.00% SR NT (MD) in Q3 2014 and held it in 1 quarter.
Ameriprise's ARES CAP CORP 7.00% SR NT (MD) position peaked at $1K in Q3 2014.
1 fund tracked by Wall St. Rank held ARES CAP CORP 7.00% SR NT (MD) as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.