Ameriprise’s Advaxis Inc ADXS Stock Holding History

Ameriprise’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,274	Closed	-$1.01M	–	3974
2016 Q3	$1.01M	Buy	+6,274	New	+$1.02M	﹤0.01%	2914

Other funds holding ADXS

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SAM

Sectoral Asset Management Montreal, Quebec, Canada $121M AUM 73.47% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

SCM

Sarissa Capital Management Greenwich, Connecticut $158M AUM 103.7% 1-Year Est. Return

Ameriprise's ADXS Position: Q4 2016 in Review

Ameriprise sold out of Advaxis Inc (ADXS) in Q4 2016, closing a stake of 6,274 shares — an estimated $1.01M sold.

Ameriprise first reported a position in ADXS in Q3 2016 and held it in 1 quarter. The position peaked at $1.01M in Q3 2016. 98 funds tracked by Wall St. Rank hold ADXS as of Q4 2016.

Ameriprise reported no remaining Advaxis Inc position as of Q4 2016 after selling out during the quarter.
Ameriprise sold 6,274 Advaxis Inc shares in Q4 2016, an estimated $1.01M.
Ameriprise first reported a position in Advaxis Inc in Q3 2016 and held it in 1 quarter.
Ameriprise's Advaxis Inc position peaked at $1.01M in Q3 2016.
98 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2016.

Based on Ameriprise's 13F filing for Q4 2016, filed 3 Feb 2017.