ACM

Altium Capital Management Portfolio holdings

AUM $34.4M
1-Year Return 2.5%
This Quarter Return
+5.02%
1 Year Return
-2.5%
3 Year Return
+357.21%
5 Year Return
–
10 Year Return
–
AUM
$431M
AUM Growth
+$70.9M
Cap. Flow
+$69.4M
Cap. Flow %
16.09%
Top 10 Hldgs %
23.13%
Holding
178
New
54
Increased
29
Reduced
24
Closed
43

Top Buys

1
POL.WS
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$14.7M
2
XTNT icon
Xtant Medical Holdings
XTNT
$13.5M
3
KLR
Kaleyra, Inc.
KLR
$7.83M
4
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
$7.72M
5
PALI icon
Palisade Bio
PALI
$7.43M

Top Sells

1
BIOR
Biora Therapeutics, Inc. Common Stock
BIOR
$8.32M
2
SNDX icon
Syndax Pharmaceuticals
SNDX
$5.67M
3
STRO icon
Sutro Biopharma
STRO
$5.16M
4
MBTCU
Nocturne Acquisition Corporation Unit
MBTCU
$5M
5
IMNN icon
Imunon
IMNN
$4.83M

Sector Composition

1 Healthcare 85.11%
2 Financials 3.37%
3 Technology 1.96%
4 Consumer Discretionary 0.54%
5 Industrials 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TFFP
151
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-10,788
Closed -$3.66M
HARP
152
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
– –
-19,961
Closed -$4.18M
NUVA
153
DELISTED
NuVasive, Inc.
NUVA
– –
-43,133
Closed -$2.83M
VRAY
154
DELISTED
ViewRay, Inc.
VRAY
– –
-289,114
Closed -$1.26M
EUCRU
155
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
– –
-400,000
Closed -$4.01M
BIOR
156
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
– –
-6,993
Closed -$8.32M
CFMS
157
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-104,355
Closed -$2.58M
TMPMU
158
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-254,000
Closed -$2.54M
NBEV
159
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-1,198,150
Closed -$3.43M
CALA
160
DELISTED
Calithera Biosciences, Inc
CALA
– –
-42,695
Closed -$2.07M
GIGGU
161
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-125,000
Closed -$1.23M
GLEO.WS
162
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-200,000
Closed -$110K
AHACU
163
DELISTED
Alpha Healthcare Acquisition Corp. Unit
AHACU
– –
-275,000
Closed -$3.44M
CHFW.U
164
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-250,000
Closed -$2.44M
ROCCU
165
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-100,000
Closed -$1.05M
CNST
166
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-158,733
Closed -$3.71M
VINCW
167
DELISTED
Vincerx Pharma, Inc. Warrant
VINCW
– –
-215,250
Closed -$870K
MBTCU
168
DELISTED
Nocturne Acquisition Corporation Unit
MBTCU
– –
-500,000
Closed -$5M
SLRX icon
169
Salarius Pharmaceuticals
SLRX
$2.42M
– –
-417
Closed -$1.85M
SNDX icon
170
Syndax Pharmaceuticals
SNDX
$1.39B
– –
-253,448
Closed -$5.67M
STRO icon
171
Sutro Biopharma
STRO
$86.5M
– –
-226,719
Closed -$5.16M
TNGX icon
172
Tango Therapeutics
TNGX
$760M
– –
-120,000
Closed -$1.33M
TONX
173
TON Strategy Company Common Stock
TONX
$657M
– –
-35
Closed -$394K
BWAY
174
Brainsway
BWAY
$302M
– –
-179,506
Closed -$1.62M
CHRS icon
175
Coherus Oncology, Inc. Common Stock
CHRS
$152M
– –
-136,623
Closed -$2M
4 5 6
7
8