ACM

Altium Capital Management Portfolio holdings

AUM $34.4M
This Quarter Return
-7.16%
1 Year Return
-2.5%
3 Year Return
+357.21%
5 Year Return
–
10 Year Return
–
AUM
$236M
AUM Growth
+$236M
Cap. Flow
-$20.9M
Cap. Flow %
-8.85%
Top 10 Hldgs %
28.97%
Holding
146
New
25
Increased
17
Reduced
13
Closed
22

Top Buys

1
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$7.25M
2
STAA icon
STAAR Surgical
STAA
$5.32M
3
GH icon
Guardant Health
GH
$4.24M
4
CCXI
ChemoCentryx, Inc.
CCXI
$3.97M
5
AKYA
Akoya BioSciences
AKYA
$3.8M

Top Sells

1
PTGX icon
Protagonist Therapeutics
PTGX
$9.14M
2
ESPR icon
Esperion Therapeutics
ESPR
$8.48M
3
PEPLU
PepperLime Health Acquisition Corporation Unit
PEPLU
$7.23M
4
GMED icon
Globus Medical
GMED
$5.83M
5
TNDM icon
Tandem Diabetes Care
TNDM
$5.82M

Sector Composition

1 Healthcare 77.73%
2 Financials 12.35%
3 Industrials 1.35%
4 Technology 1.05%
5 Consumer Discretionary 0.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PEPLW
101
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$76K 0.03% 367,500 – –
DRCTW
102
DELISTED
Direct Digital Holdings, Inc. Warrant
DRCTW
$70K 0.03% 180,000 – –
SONX
103
DELISTED
Sonendo, Inc.
SONX
$65K 0.03% +37,572 New +$65K
NXGLW icon
104
NexGel, Inc Warrant
NXGLW
$620K
$63K 0.03% 225,000 – –
BNCWW
105
CEA Industries Inc. Warrant
BNCWW
$495K
$60K 0.02% 250,000 – –
RCOR.WS
106
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
$51K 0.02% 731,561 – –
LAAAW
107
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$27K 0.01% 150,000 – –
NLSPW icon
108
NLS Pharmaceutics Ltd. Warrant
NLSPW
$49K
$24K 0.01% 200,000 – –
MBTCR
109
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$20K 0.01% 500,000 – –
SRZNW icon
110
Surrozen, Inc. Warrant
SRZNW
$71.6K
$16K 0.01% 82,233 – –
MOBXW icon
111
Mobix Labs, Inc Warrants
MOBXW
$1.52M
$11K ﹤0.01% 150,000 – –
OHAAW
112
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$9K ﹤0.01% 50,000 – –
EUCRW
113
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$9K ﹤0.01% 133,333 – –
TMPMW
114
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$8K ﹤0.01% 84,666 – –
ADRT.WS
115
DELISTED
Ault Disruptive Technologies Corporation Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
ADRT.WS
$7K ﹤0.01% 112,500 – –
SRSAW
116
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$6K ﹤0.01% 75,000 – –
GIWWW
117
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$4K ﹤0.01% 50,000 – –
AXH.WS
118
DELISTED
Industrial Human Capital, Inc. Warrants
AXH.WS
$4K ﹤0.01% 100,000 – –
MITAW
119
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$3K ﹤0.01% 28,333 – –
PSQH.WS icon
120
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$8.21M
$2K ﹤0.01% 16,666 – –
PRDS
121
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
– – -253,000 Closed -$1.83M
ACHV icon
122
Achieve Life Sciences
ACHV
$152M
– – -122,000 Closed -$924K
AMLX icon
123
Amylyx Pharmaceuticals
AMLX
$836M
– – 0 – –
ATHA icon
124
Athira Pharma
ATHA
$15.3M
– – 0 – –
AXSM icon
125
Axsome Therapeutics
AXSM
$6.05B
– – 0 – –
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