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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$15.2B
AUM Growth
-$88.9M
Cap. Flow
-$687M
Cap. Flow %
-4.5%
Top 10 Hldgs %
44.55%
Holding
1,138
New
213
Increased
453
Reduced
272
Closed
195

Top Buys

Rank Stock Value
1
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$205M
2
EQM
EQM Midstream Partners, LP
EQM
+$134M
3
PAA icon
Plains All American Pipeline
PAA
+$61.7M
4
NS
NuStar Energy L.P.
NS
+$54.5M
5
MPLX icon
MPLX
MPLX
+$49.5M

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$859M
2
ETP
Energy Transfer Partners, L.P.
ETP
+$195M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$171M
4
BWP
Boardwalk Pipeline Partners
BWP
+$120M
5
RMP
Rice Midstream Partners LP
RMP
+$104M

Sector Composition

Rank Sector Weight
1 Energy 55.03%
2 Financials 7.13%
3 Healthcare 4.31%
4 Consumer Discretionary 2.88%
5 Industrials 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
101
State Street Technology Select Sector SPDR ETF
XLK
$115B
$14.9M 0.1%
395,022
-44,624
-10% -$1.64M
XLV icon
102
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$14.9M 0.1%
156,320
-28,160
-15% -$2.54M
XLC icon
103
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$14.9M 0.1%
+303,529
New +$15M
XLE icon
104
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$14.9M 0.1%
392,446
-32,676
-8% -$1.23M
XLY icon
105
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$14.8M 0.1%
252,076
-29,178
-10% -$1.66M
XLU icon
106
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$14.6M 0.1%
555,460
-81,022
-13% -$2.15M
XLRE icon
107
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$14.5M 0.1%
444,535
-56,121
-11% -$1.86M
XLP icon
108
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$14.4M 0.09%
267,836
-38,056
-12% -$2.04M
XLI icon
109
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$14.4M 0.09%
184,204
-25,669
-12% -$1.96M
XLF icon
110
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$14.1M 0.09%
512,746
-61,177
-11% -$1.71M
XLB icon
111
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$14.1M 0.09%
486,668
-41,230
-8% -$1.22M
KKR icon
112
KKR & Co
KKR
$89.2B
$13.6M 0.09%
497,550
-36,150
-7% -$966K
BX icon
113
Blackstone
BX
$104B
$12.7M 0.08%
333,148
-25,627
-7% -$926K
AMZN icon
114
Amazon
AMZN
$2.5T
$12.6M 0.08%
125,780
+35,980
+40% +$3.38M
SNLN
115
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$12.2M 0.08%
670,328
+2,325
+0.3% +$42.3K
AAPL icon
116
Apple
AAPL
$4.89T
$12M 0.08%
212,592
+6,984
+3% +$364K
EMLC icon
117
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$11.5M 0.08%
350,112
+6,607
+2% +$220K
VMBS icon
118
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$11.3M 0.07%
222,029
+1,325
+0.6% +$67.9K
LGND icon
119
Ligand Pharmaceuticals
LGND
$6.02B
$10.7M 0.07%
62,767
+13,420
+27% +$2.02M
UTHR icon
120
United Therapeutics
UTHR
$26.3B
$10.3M 0.07%
80,903
+18,015
+29% +$2.23M
LKFT
121
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.82B
$10.2M 0.07%
90,848
+17,459
+24% +$1.84M
BN icon
122
Brookfield
BN
$102B
$9.79M 0.06%
616,489
-42,223
-6% -$642K
KMI icon
123
Kinder Morgan
KMI
$73.1B
$9.28M 0.06%
523,378
+145,067
+38% +$2.59M
LOXO
124
DELISTED
Loxo Oncology, Inc
LOXO
$9.21M 0.06%
53,921
+10,483
+24% +$1.76M
KYNB
125
Kyntra Bio
KYNB
$28.5M
$9.07M 0.06%
5,969
+1,142
+24% +$1.76M
3 4
5
6 7

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ALPS Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, ALPS Advisors held 1,138 positions worth $15.2B, down 0.58% from $15.3B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

ALPS Advisors withdrew a net $687M in Q3 2018, closing 195 positions and reducing 272 holdings. Its most notable exit was Williams Partners L.P., an estimated $859M position sold in full.

By sector, the portfolio is most concentrated in Energy at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.

Against the trend, ALPS Advisors opened a new position in Kirkland Lake Gold Ltd Ordinary worth $19.6M.

  • ALPS Advisors's largest Q3 2018 buy was Kirkland Lake Gold Ltd Ordinary: 1,029,518 shares worth $19.6M.
  • ALPS Advisors added most to Tallgrass Energy, LP Class A Shares in Q3 2018, an estimated $205M increase.
  • ALPS Advisors's biggest Q3 2018 reduction was Energy Transfer Partners, L.P., cutting an estimated $195M.
  • ALPS Advisors fully exited Williams Partners L.P. in Q3 2018, selling an estimated $859M.
  • ALPS Advisors's ten largest holdings make up 45% of its $15.2B portfolio in Q3 2018.
  • ALPS Advisors opened 213 new positions and closed 195 in Q3 2018.
  • ALPS Advisors's portfolio value fell 0.58% quarter-over-quarter to $15.2B.

Based on ALPS Advisors's 13F filing for Q3 2018, filed 25 Oct 2018.