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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-15.37%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.9B
AUM Growth
-$2.36B
Cap. Flow
-$42.7M
Cap. Flow %
-0.33%
Top 10 Hldgs %
46.96%
Holding
1,011
New
68
Increased
275
Reduced
523
Closed
142

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$938M
2
ANDX
Andeavor Logistics LP
ANDX
+$103M
3
MPLX icon
MPLX
MPLX
+$60.2M
4
BPL
Buckeye Partners, L.P.
BPL
+$51.8M
5
WES
Western Gas Partners Lp
WES
+$49.6M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$980M
2
SEP
Spectra Engy Parters Lp
SEP
+$257M
3
EEP
Enbridge Energy Partners
EEP
+$209M
4
SCG
Scana
SCG
+$57M
5
LLY icon
Eli Lilly
LLY
+$49.9M

Sector Composition

Rank Sector Weight
1 Energy 62.3%
2 Financials 7.41%
3 Healthcare 3.82%
4 Consumer Discretionary 3.14%
5 Technology 2.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNT
1001
DELISTED
Syntel Inc
SYNT
– –
-11,761
Closed -$482K
ANDV
1002
DELISTED
Andeavor
ANDV
– –
-3,089
Closed -$474K
XCRA
1003
DELISTED
Xcerra Corporation
XCRA
– –
-35,728
Closed -$510K
WPG
1004
DELISTED
Washington Prime Group Inc.
WPG
– –
-15,076
Closed -$990K
IO
1005
DELISTED
ION Geophysical Corporation
IO
– –
-26,907
Closed -$418K
CTIC
1006
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-102,605
Closed -$222K
CMO
1007
DELISTED
Capstead Mortgage Corp.
CMO
– –
-121,978
Closed -$965K
CY
1008
DELISTED
Cypress Semiconductor
CY
– –
-72,734
Closed -$1.05M
IMDZ
1009
DELISTED
Immune Design Corp.
IMDZ
– –
-85,235
Closed -$294K
GOLD
1010
DELISTED
Randgold Resources Ltd
GOLD
– –
-94,320
Closed -$6.65M
AZPN
1011
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-2,068
Closed -$236K
37 38 39 40
41

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ALPS Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, ALPS Advisors held 1,011 positions worth $12.9B, down 15% from $15.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

ALPS Advisors's Q4 2018 filing shows 68 new, 275 increased, 523 reduced and 142 closed positions. Its largest new stake was Kraft Heinz: 825,936 shares worth $35.5M. The largest sale was Energy Transfer Partners, L.P., an estimated $980M.

By sector, the portfolio is most concentrated in Energy at 62% of assets, up from 55% a quarter earlier, followed by Financials and Healthcare.

  • ALPS Advisors's largest Q4 2018 buy was Kraft Heinz: 825,936 shares worth $35.5M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2018, an estimated $938M increase.
  • ALPS Advisors's biggest Q4 2018 reduction was Scana, cutting an estimated $57M.
  • ALPS Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $980M.
  • ALPS Advisors's ten largest holdings make up 47% of its $12.9B portfolio in Q4 2018.
  • ALPS Advisors opened 68 new positions and closed 142 in Q4 2018.
  • ALPS Advisors's portfolio value fell 15% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.