ALPS Advisors’s Capstead Mortgage Corp. CMO Stock Holding History

ALPS Advisors’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-121,978	Closed	-$965K	–	1007
2018 Q3	$965K	Buy	121,978 +33,282	+38%	+$280K	0.01%	417
2018 Q2	$794K	Buy	88,696 +9,562	+12%	+$85.7K	0.01%	399
2018 Q1	$685K	Buy	79,134 +48,199	+156%	+$417K	0.01%	389
2017 Q4	$268K	Buy	+30,935	New	+$284K	﹤0.01%	762

Other funds holding CMO

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $627M AUM 43.41% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

ALPS Advisors's CMO Position: Q4 2018 in Review

ALPS Advisors sold out of Capstead Mortgage Corp. (CMO) in Q4 2018, closing a stake of 121,978 shares — an estimated $965K sold.

ALPS Advisors first reported a position in CMO in Q4 2017 and held it in 4 quarters. The position peaked at $965K in Q3 2018. 164 funds tracked by Wall St. Rank hold CMO as of Q4 2018.

ALPS Advisors reported no remaining Capstead Mortgage Corp. position as of Q4 2018 after selling out during the quarter.
ALPS Advisors sold 121,978 Capstead Mortgage Corp. shares in Q4 2018, an estimated $965K.
ALPS Advisors first reported a position in Capstead Mortgage Corp. in Q4 2017 and held it in 4 quarters.
ALPS Advisors's Capstead Mortgage Corp. position peaked at $965K in Q3 2018.
164 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q4 2018.

Based on ALPS Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.