AA
CMO

ALPS Advisors’s Capstead Mortgage Corp. CMO Stock Holding History

ALPS Advisors’s Portfolio CMO Stock Details CMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-121,978
Closed -$965K – 1007
2018
Q3 		$965K Buy
121,978
+33,282
+38% +$280K 0.01% 417
2018
Q2 		$794K Buy
88,696
+9,562
+12% +$85.7K 0.01% 399
2018
Q1 		$685K Buy
79,134
+48,199
+156% +$417K 0.01% 389
2017
Q4 		$268K Buy
+30,935
New +$284K ﹤0.01% 762

Other funds holding CMO

BlackRock
BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PIM
Paradice Investment Management Denver, Colorado $532M AUM 29.6% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $6.41B AUM 4.78% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $7.94B AUM 55.6% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $935B AUM