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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$15.2B
AUM Growth
-$88.9M
Cap. Flow
-$687M
Cap. Flow %
-4.5%
Top 10 Hldgs %
44.55%
Holding
1,138
New
213
Increased
453
Reduced
272
Closed
195

Top Buys

Rank Stock Value
1
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$205M
2
EQM
EQM Midstream Partners, LP
EQM
+$134M
3
PAA icon
Plains All American Pipeline
PAA
+$61.7M
4
NS
NuStar Energy L.P.
NS
+$54.5M
5
MPLX icon
MPLX
MPLX
+$49.5M

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$859M
2
ETP
Energy Transfer Partners, L.P.
ETP
+$195M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$171M
4
BWP
Boardwalk Pipeline Partners
BWP
+$120M
5
RMP
Rice Midstream Partners LP
RMP
+$104M

Sector Composition

Rank Sector Weight
1 Energy 55.03%
2 Financials 7.13%
3 Healthcare 4.31%
4 Consumer Discretionary 2.88%
5 Industrials 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
1001
First Financial Bancorp
FFBC
$3.55B
– –
-15,724
Closed -$482K
FORM icon
1002
FormFactor
FORM
$8.11B
– –
-30,011
Closed -$399K
FOSL icon
1003
Fossil Group
FOSL
$239M
– –
-42,541
Closed -$1.14M
FUN icon
1004
Cedar Fair
FUN
$1.78B
– –
-7,146
Closed -$450K
GAIN icon
1005
Gladstone Investment Corp
GAIN
$635M
– –
-44,279
Closed -$521K
GATX icon
1006
GATX Corp
GATX
$6.55B
– –
-6,671
Closed -$495K
GDOT icon
1007
Green Dot
GDOT
$753M
– –
-6,786
Closed -$498K
GM icon
1008
General Motors
GM
$74.7B
– –
-19,803
Closed -$780K
GPN icon
1009
Global Payments
GPN
$22.1B
– –
-2,533
Closed -$282K
GRMN
1010
Garmin
GRMN
$46.9B
– –
-10,058
Closed -$614K
HCA icon
1011
HCA Healthcare
HCA
$84.8B
– –
-14,999
Closed -$1.54M
HELE icon
1012
Helen of Troy
HELE
$663M
– –
-7,391
Closed -$728K
HIG icon
1013
Hartford Financial Services
HIG
$38.5B
– –
-21,549
Closed -$1.1M
HOFT icon
1014
Hooker Furnishings Corp
HOFT
$148M
– –
-11,550
Closed -$542K
HQY icon
1015
HealthEquity
HQY
$7.91B
– –
-7,799
Closed -$586K
HUM icon
1016
Humana
HUM
$46.7B
– –
-3,675
Closed -$1.09M
INVA icon
1017
Innoviva
INVA
$1.58B
– –
-29,531
Closed -$408K
IPG
1018
DELISTED
Interpublic Group of Companies
IPG
– –
-23,011
Closed -$539K
IRDM icon
1019
Iridium Communications
IRDM
$4.85B
– –
-61,285
Closed -$987K
JBLU icon
1020
JetBlue
JBLU
$1.96B
– –
-24,781
Closed -$470K
JJSF icon
1021
J&J Snack Foods
JJSF
$1.43B
– –
-3,257
Closed -$497K
K
1022
DELISTED
Kellanova
K
– –
-15,398
Closed -$1.01M
KFY icon
1023
Korn Ferry
KFY
$3.98B
– –
-9,120
Closed -$565K
KMB icon
1024
Kimberly-Clark
KMB
$36.4B
– –
-4,854
Closed -$511K
KOP icon
1025
Koppers
KOP
$966M
– –
-19,642
Closed -$753K
39 40
41
42 43

Similar funds

PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, ALPS Advisors held 1,138 positions worth $15.2B, down 0.58% from $15.3B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

ALPS Advisors withdrew a net $687M in Q3 2018, closing 195 positions and reducing 272 holdings. Its most notable exit was Williams Partners L.P., an estimated $859M position sold in full.

By sector, the portfolio is most concentrated in Energy at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.

Against the trend, ALPS Advisors opened a new position in Kirkland Lake Gold Ltd Ordinary worth $19.6M.

  • ALPS Advisors's largest Q3 2018 buy was Kirkland Lake Gold Ltd Ordinary: 1,029,518 shares worth $19.6M.
  • ALPS Advisors added most to Tallgrass Energy, LP Class A Shares in Q3 2018, an estimated $205M increase.
  • ALPS Advisors's biggest Q3 2018 reduction was Energy Transfer Partners, L.P., cutting an estimated $195M.
  • ALPS Advisors fully exited Williams Partners L.P. in Q3 2018, selling an estimated $859M.
  • ALPS Advisors's ten largest holdings make up 45% of its $15.2B portfolio in Q3 2018.
  • ALPS Advisors opened 213 new positions and closed 195 in Q3 2018.
  • ALPS Advisors's portfolio value fell 0.58% quarter-over-quarter to $15.2B.

Based on ALPS Advisors's 13F filing for Q3 2018, filed 25 Oct 2018.