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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
626
Celanese
CE
$5.09B
$413K ﹤0.01%
2,457
+30
+1% +$4.89K
LSTR icon
627
Landstar System
LSTR
$6.8B
$413K ﹤0.01%
2,306
+26
+1% +$4.46K
PEP icon
628
PepsiCo
PEP
$186B
$412K ﹤0.01%
2,370
+28
+1% +$4.57K
QCRH icon
629
QCR Holdings
QCRH
$1.65B
$412K ﹤0.01%
7,358
+93
+1% +$5.12K
TGH
630
DELISTED
Textainer Group Holdings limited
TGH
$412K ﹤0.01%
11,527
+147
+1% +$5.32K
TBBK icon
631
The Bancorp
TBBK
$2.79B
$411K ﹤0.01%
16,223
+211
+1% +$6.08K
VSTO
632
DELISTED
Vista Outdoor Inc.
VSTO
$411K ﹤0.01%
8,926
+115
+1% +$4.92K
PH icon
633
Parker-Hannifin
PH
$125B
$410K ﹤0.01%
1,288
+16
+1% +$4.95K
ROK icon
634
Rockwell Automation
ROK
$51.4B
$410K ﹤0.01%
1,174
+14
+1% +$4.63K
FBIN icon
635
Fortune Brands Innovations
FBIN
$6.12B
$409K ﹤0.01%
4,476
+56
+1% +$4.85K
USNA icon
636
Usana Health Sciences
USNA
$394M
$409K ﹤0.01%
4,045
-76
-2% -$7.58K
ZION icon
637
Zions Bancorporation
ZION
$10.1B
$409K ﹤0.01%
6,472
+80
+1% +$5.11K
HSY icon
638
Hershey
HSY
$35.4B
$408K ﹤0.01%
2,109
+27
+1% +$4.89K
TMP icon
639
Tompkins Financial
TMP
$1.45B
$407K ﹤0.01%
4,872
+63
+1% +$5.17K
IBTX
640
DELISTED
Independent Bank Group, Inc.
IBTX
$407K ﹤0.01%
5,637
+74
+1% +$5.35K
LPLA icon
641
LPL Financial
LPLA
$26.3B
$406K ﹤0.01%
2,535
+410
+19% +$67.7K
PB icon
642
Prosperity Bancshares
PB
$8.77B
$406K ﹤0.01%
5,613
+69
+1% +$5.11K
SRCE icon
643
1st Source
SRCE
$2.07B
$405K ﹤0.01%
8,156
+104
+1% +$5.06K
UHAL icon
644
U-Haul Holding Co
UHAL
$14B
$405K ﹤0.01%
5,580
+70
+1% +$5.04K
ULTA icon
645
Ulta Beauty
ULTA
$20.4B
$405K ﹤0.01%
982
+10
+1% +$3.88K
WAL icon
646
Western Alliance Bancorporation
WAL
$9.07B
$405K ﹤0.01%
3,760
+46
+1% +$5.18K
HTLF
647
DELISTED
Heartland Financial USA, Inc.
HTLF
$405K ﹤0.01%
8,009
+160
+2% +$8.06K
AN icon
648
AutoNation
AN
$6.97B
$404K ﹤0.01%
3,454
+45
+1% +$5.41K
PFS icon
649
Provident Financial Services
PFS
$3.11B
$404K ﹤0.01%
16,670
-14,554
-47% -$356K
RVTY icon
650
Revvity
RVTY
$12.3B
$404K ﹤0.01%
2,007
+25
+1% +$4.52K
24 25
26
27 28

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.