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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLL
551
DELISTED
Whiting Petroleum Corporation
WLL
$402K ﹤0.01%
+6,889
New +$341K
ABTX
552
DELISTED
Allegiance Bancshares
ABTX
$401K ﹤0.01%
10,514
+2,339
+29% +$85.8K
PFBC icon
553
Preferred Bank
PFBC
$1.23B
$400K ﹤0.01%
5,996
+757
+14% +$46.4K
WSBC icon
554
WesBanco
WSBC
$3.94B
$400K ﹤0.01%
+11,732
New +$389K
UMBF icon
555
UMB Financial
UMBF
$10.7B
$399K ﹤0.01%
4,122
+550
+15% +$50.2K
WTFC icon
556
Wintrust Financial
WTFC
$10.8B
$399K ﹤0.01%
+4,968
New +$367K
PFC
557
DELISTED
Premier Financial Corp. Common Stock
PFC
$399K ﹤0.01%
12,533
+2,430
+24% +$70.1K
IRWD icon
558
Ironwood Pharmaceuticals
IRWD
$650M
$398K ﹤0.01%
+30,493
New +$394K
MBIN icon
559
Merchants Bancorp
MBIN
$2.22B
$398K ﹤0.01%
+15,107
New +$376K
SFBS
560
ServisFirst Bancshares
SFBS
$4.81B
$398K ﹤0.01%
5,119
-500
-9% -$35.8K
CPF icon
561
Central Pacific Financial
CPF
$1.01B
$397K ﹤0.01%
+15,460
New +$387K
TGH
562
DELISTED
Textainer Group Holdings limited
TGH
$397K ﹤0.01%
+11,380
New +$372K
IIIN icon
563
Insteel Industries
IIIN
$621M
$396K ﹤0.01%
+10,403
New +$384K
ZION icon
564
Zions Bancorporation
ZION
$10B
$396K ﹤0.01%
+6,392
New +$351K
ISBC
565
DELISTED
Investors Bancorp, Inc.
ISBC
$396K ﹤0.01%
26,206
+3,287
+14% +$45.8K
BUSE icon
566
First Busey Corp
BUSE
$2.52B
$395K ﹤0.01%
+16,026
New +$379K
FBIO icon
567
Fortress Biotech
FBIO
$109M
$395K ﹤0.01%
8,187
-358
-4% -$17.5K
IBTX
568
DELISTED
Independent Bank Group, Inc.
IBTX
$395K ﹤0.01%
5,563
+1,165
+26% +$81.1K
CENT icon
569
Central Garden & Pet Co
CENT
$2.73B
$394K ﹤0.01%
10,249
+2,165
+27% +$83.2K
GOOG icon
570
Alphabet (Google) Class C
GOOG
$4.01T
$394K ﹤0.01%
2,960
-700
-19% -$96.5K
PB icon
571
Prosperity Bancshares
PB
$8.75B
$394K ﹤0.01%
5,544
+1,239
+29% +$85.7K
FTH
572
Faeth Therapeutics
FTH
$749M
$394K ﹤0.01%
1,874
-140
-7% -$25.5K
STAA icon
573
STAAR Surgical
STAA
$1.15B
$394K ﹤0.01%
3,063
-670
-18% -$93.8K
AAWW
574
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$394K ﹤0.01%
4,824
-985
-17% -$70.9K
FRME icon
575
First Merchants
FRME
$2.68B
$393K ﹤0.01%
+9,382
New +$381K
21 22
23
24 25

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ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.