ALPS Advisors’s STAAR Surgical STAA Stock Holding History

ALPS Advisors’s Portfolio STAA Stock Details STAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-3,063	Closed	-$394K	–	970
2021 Q3	$394K	Sell	3,063 -670	-18%	-$93.8K	﹤0.01%	573
2021 Q2	$569K	Sell	3,733 -134	-3%	-$17.6K	0.01%	502
2021 Q1	$408K	Sell	3,867 -931	-19%	-$93.2K	﹤0.01%	512
2020 Q4	$380K	Sell	4,798 -4,107	-46%	-$301K	﹤0.01%	566
2020 Q3	$504K	Sell	8,905 -864	-9%	-$46.5K	0.01%	442
2020 Q2	$601K	Buy	+9,769	New	+$399K	0.01%	424

Other funds holding STAA

Broadwood Capital New York $1.42B AUM 34.72% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PAI

Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

GCM

Geneva Capital Management Milwaukee, Wisconsin $4.71B AUM 6.32% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

ALPS Advisors's STAA Position: Q4 2021 in Review

ALPS Advisors sold out of STAAR Surgical (STAA) in Q4 2021, closing a stake of 3,063 shares — an estimated $394K sold.

ALPS Advisors first reported a position in STAA in Q2 2020 and held it in 6 quarters. The position peaked at $601K in Q2 2020. 279 funds tracked by Wall St. Rank hold STAA as of Q4 2021.

ALPS Advisors reported no remaining STAAR Surgical position as of Q4 2021 after selling out during the quarter.
ALPS Advisors sold 3,063 STAAR Surgical shares in Q4 2021, an estimated $394K.
ALPS Advisors first reported a position in STAAR Surgical in Q2 2020 and held it in 6 quarters.
ALPS Advisors's STAAR Surgical position peaked at $601K in Q2 2020.
279 funds tracked by Wall St. Rank held STAAR Surgical as of Q4 2021.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.