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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNRC icon
251
Generac Holdings
GNRC
$11.9B
$564K 0.01%
11,718
+5,670
+94% +$277K
TBRG
252
DELISTED
TruBridge
TBRG
$563K 0.01%
8,428
+4,068
+93% +$245K
SNDK
253
DELISTED
SANDISK CORP
SNDK
$563K 0.01%
8,094
+3,946
+95% +$266K
CDNS icon
254
Cadence Design Systems
CDNS
$90B
$562K 0.01%
39,767
+21,733
+121% +$292K
EVC icon
255
Entravision Communication
EVC
$983M
$562K 0.01%
93,179
+45,215
+94% +$281K
CLR
256
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$562K 0.01%
10,196
+5,268
+107% +$295K
AXON
257
Axon Enterprise
AXON
$40.5B
$561K 0.01%
34,961
+16,948
+94% +$276K
SWBI icon
258
Smith & Wesson
SWBI
$655M
$561K 0.01%
55,754
+27,075
+94% +$242K
V icon
259
Visa
V
$677B
$561K 0.01%
10,416
+5,040
+94% +$254K
WKC icon
260
World Kinect Corp
WKC
$1.96B
$561K 0.01%
13,122
+6,378
+95% +$251K
WLK icon
261
Westlake Corp
WLK
$9.46B
$560K 0.01%
9,208
+4,496
+95% +$253K
MAIN icon
262
Main Street Capital
MAIN
$4.97B
$559K 0.01%
16,505
+7,993
+94% +$249K
MIDD icon
263
Middleby
MIDD
$6.05B
$559K 0.01%
6,807
+3,360
+97% +$249K
NEU icon
264
NewMarket
NEU
$7.17B
$557K 0.01%
1,662
+840
+102% +$264K
WAGE
265
DELISTED
WageWorks, Inc.
WAGE
$557K 0.01%
8,964
+4,368
+95% +$241K
MSFT icon
266
Microsoft
MSFT
$2.84T
$556K 0.01%
14,694
+7,148
+95% +$260K
FITB
267
Fifth Third Bancorp
FITB
$52B
$555K 0.01%
26,394
+12,818
+94% +$251K
TMH
268
DELISTED
Team Health Holdings Inc
TMH
$555K 0.01%
12,855
+6,243
+94% +$278K
VRTS icon
269
Virtus Investment Partners
VRTS
$1.11B
$554K 0.01%
3,038
+1,470
+94% +$282K
SAFM
270
DELISTED
Sanderson Farms Inc
SAFM
$554K 0.01%
7,456
+3,640
+95% +$243K
BFH icon
271
Bread Financial
BFH
$4.21B
$552K 0.01%
2,884
+1,403
+95% +$268K
EMN icon
272
Eastman Chemical
EMN
$7.8B
$552K 0.01%
7,082
+3,838
+118% +$298K
RSX
273
DELISTED
VanEck Russia ETF
RSX
$551K 0.01%
+21,794
New +$627K
PDLI
274
DELISTED
PDL BioPharma, Inc.
PDLI
$551K 0.01%
60,570
+29,410
+94% +$248K
IPGP icon
275
IPG Photonics
IPGP
$3.89B
$550K 0.01%
8,222
+3,990
+94% +$271K
9 10
11
12 13

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VARA
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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.