ALPS Advisors’s Vanguard S&P 500 ETF VOO Stock Holding History

ALPS Advisors’s Portfolio VOO Stock Details VOO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-100,735	Closed	-$19.4M	–	781
2016 Q2	$19.4M	Buy	100,735 +11,319	+13%	+$2.15M	0.17%	87
2016 Q1	$16.9M	Sell	89,416 -33,283	-27%	-$5.96M	0.17%	93
2015 Q4	$22.9M	Sell	122,699 -44,881	-27%	-$8.45M	0.22%	38
2015 Q3	$294K	Buy	167,580 +2,680	+2%	+$498K	0.31%	31
2015 Q2	$31.1M	Sell	164,900 -1,219	-0.7%	-$235K	0.27%	32
2015 Q1	$31.4M	Buy	+166,119	New	+$31.4M	0.26%	34
2014 Q4	–	Sell	-131,747	Closed	-$23.8M	–	613
2014 Q3	$23.8M	Buy	131,747 +12,744	+11%	+$2.31M	0.18%	32
2014 Q2	$21.4M	Buy	119,003 +29,087	+32%	+$5.07M	0.18%	32
2014 Q1	$15.4M	Buy	89,916 +44,918	+100%	+$7.55M	0.15%	45
2013 Q4	$7.34M	Buy	44,998 +32,924	+273%	+$5.34M	0.07%	100
2013 Q3	$1.86M	Sell	12,074 -7,204	-37%	-$1.11M	0.02%	115
2013 Q2	$2.83M	Buy	+19,278	New	+$2.84M	0.04%	99

Other funds holding VOO

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

MFRM

Milliman Financial Risk Management Chicago, Illinois $6.4B AUM 12.26% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

DCM

Dupont Capital Management Wilmington, Delaware $879M AUM 29.99% 1-Year Est. Return

ALPS Advisors's VOO Position: Q3 2016 in Review

ALPS Advisors sold out of Vanguard S&P 500 ETF (VOO) in Q3 2016, closing a stake of 100,735 shares — an estimated $19.4M sold.

ALPS Advisors first reported a position in VOO in Q2 2013 and held it in 12 quarters. The position peaked at $31.4M in Q1 2015. 563 funds tracked by Wall St. Rank hold VOO as of Q3 2016.

ALPS Advisors reported no remaining Vanguard S&P 500 ETF position as of Q3 2016 after selling out during the quarter.
ALPS Advisors sold 100,735 Vanguard S&P 500 ETF shares in Q3 2016, an estimated $19.4M.
ALPS Advisors first reported a position in Vanguard S&P 500 ETF in Q2 2013 and held it in 12 quarters.
ALPS Advisors's Vanguard S&P 500 ETF position peaked at $31.4M in Q1 2015.
563 funds tracked by Wall St. Rank held Vanguard S&P 500 ETF as of Q3 2016.

Based on ALPS Advisors's 13F filing for Q3 2016, filed 2 Nov 2016.