ALPS Advisors’s Shockwave Medical, Inc. Common Stock SWAV Stock Holding History

ALPS Advisors’s Portfolio SWAV Stock Details SWAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-1,741	Closed	-$497K	–	1150
2023 Q2	$497K	Buy	1,741 +10	+0.6%	+$2.78K	﹤0.01%	615
2023 Q1	$375K	Buy	1,731 +638	+58%	+$124K	﹤0.01%	651
2022 Q4	$225K	Sell	1,093 -5	-0.5%	-$1.26K	﹤0.01%	986
2022 Q3	$305K	Buy	+1,098	New	+$279K	﹤0.01%	762

Other funds holding SWAV

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

ALPS Advisors's SWAV Position: Q3 2023 in Review

ALPS Advisors sold out of Shockwave Medical, Inc. Common Stock (SWAV) in Q3 2023, closing a stake of 1,741 shares — an estimated $497K sold.

ALPS Advisors first reported a position in SWAV in Q3 2022 and held it in 4 quarters. The position peaked at $497K in Q2 2023. 412 funds tracked by Wall St. Rank hold SWAV as of Q3 2023.

ALPS Advisors reported no remaining Shockwave Medical, Inc. Common Stock position as of Q3 2023 after selling out during the quarter.
ALPS Advisors sold 1,741 Shockwave Medical, Inc. Common Stock shares in Q3 2023, an estimated $497K.
ALPS Advisors first reported a position in Shockwave Medical, Inc. Common Stock in Q3 2022 and held it in 4 quarters.
ALPS Advisors's Shockwave Medical, Inc. Common Stock position peaked at $497K in Q2 2023.
412 funds tracked by Wall St. Rank held Shockwave Medical, Inc. Common Stock as of Q3 2023.

Based on ALPS Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.