ALPS Advisors’s SFL Corp SFL Stock Holding History

ALPS Advisors’s Portfolio SFL Stock Details SFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-28,344	Closed	-$421K	–	822
2016 Q4	$421K	Sell	28,344 -429	-1%	-$6.02K	﹤0.01%	555
2016 Q3	$424K	Sell	28,773 -31	-0.1%	-$464	﹤0.01%	450
2016 Q2	$425K	Sell	28,804 -2,119	-7%	-$31.5K	﹤0.01%	390
2016 Q1	$430K	Sell	30,923 -176	-0.6%	-$2.37K	﹤0.01%	491
2015 Q4	$515K	Hold	31,099	–	–	0.01%	418
2015 Q3	$505K	Buy	+31,099	New	+$508K	0.01%	348

Other funds holding SFL

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $984M AUM 36.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

DAM

Doheny Asset Management Los Angeles, California $172M AUM 38.82% 1-Year Est. Return

ALPS Advisors's SFL Position: Q1 2017 in Review

ALPS Advisors sold out of SFL Corp (SFL) in Q1 2017, closing a stake of 28,344 shares — an estimated $421K sold.

ALPS Advisors first reported a position in SFL in Q3 2015 and held it in 6 quarters. The position peaked at $515K in Q4 2015. 158 funds tracked by Wall St. Rank hold SFL as of Q1 2017.

ALPS Advisors reported no remaining SFL Corp position as of Q1 2017 after selling out during the quarter.
ALPS Advisors sold 28,344 SFL Corp shares in Q1 2017, an estimated $421K.
ALPS Advisors first reported a position in SFL Corp in Q3 2015 and held it in 6 quarters.
ALPS Advisors's SFL Corp position peaked at $515K in Q4 2015.
158 funds tracked by Wall St. Rank held SFL Corp as of Q1 2017.

Based on ALPS Advisors's 13F filing for Q1 2017, filed 12 May 2017.