ALPS Advisors’s Regional Management Corp RM Stock Holding History

ALPS Advisors’s Portfolio RM Stock Details RM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-7,713	Closed	-$288K	–	1168
2022 Q2	$288K	Sell	7,713 -80	-1%	-$3.54K	﹤0.01%	849
2022 Q1	$379K	Buy	7,793 +1,683	+28%	+$85.2K	﹤0.01%	528
2021 Q4	$351K	Buy	6,110 +122	+2%	+$6.97K	﹤0.01%	778
2021 Q3	$348K	Buy	+5,988	New	+$330K	﹤0.01%	746
2014 Q3	–	Sell	-23,088	Closed	-$357K	–	684
2014 Q2	$357K	Buy	23,088 +588	+3%	+$10.1K	﹤0.01%	553
2014 Q1	$555K	Buy	+22,500	New	+$704K	0.01%	491

Other funds holding RM

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

FCM

Forager Capital Management Birmingham, Alabama $201M AUM 9.5% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

KCM

Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

ALPS Advisors's RM Position: Q3 2022 in Review

ALPS Advisors sold out of Regional Management Corp (RM) in Q3 2022, closing a stake of 7,713 shares — an estimated $288K sold.

ALPS Advisors first reported a position in RM in Q1 2014 and held it in 6 quarters. The position peaked at $555K in Q1 2014. 79 funds tracked by Wall St. Rank hold RM as of Q3 2022.

ALPS Advisors reported no remaining Regional Management Corp position as of Q3 2022 after selling out during the quarter.
ALPS Advisors sold 7,713 Regional Management Corp shares in Q3 2022, an estimated $288K.
ALPS Advisors first reported a position in Regional Management Corp in Q1 2014 and held it in 6 quarters.
ALPS Advisors's Regional Management Corp position peaked at $555K in Q1 2014.
79 funds tracked by Wall St. Rank held Regional Management Corp as of Q3 2022.

Based on ALPS Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.