ALPS Advisors’s Rithm Capital RITM Stock Holding History

ALPS Advisors’s Portfolio RITM Stock Details RITM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-108,630	Closed	-$1.02M	–	1106
2023 Q2	$1.02M	Sell	108,630 -6,632	-6%	-$55.4K	0.01%	488
2023 Q1	$922K	Sell	115,262 -15,866	-12%	-$140K	0.01%	486
2022 Q4	$1.07M	Sell	131,128 -28,664	-18%	-$239K	0.01%	462
2022 Q3	$1.17M	Buy	159,792 +9,339	+6%	+$88.9K	0.01%	420
2022 Q2	$1.4M	Buy	150,453 +90,661	+152%	+$952K	0.01%	380
2022 Q1	$657K	Sell	59,792 -7,572	-11%	-$80.3K	0.01%	383
2021 Q4	$721K	Buy	+67,364	New	+$751K	0.01%	431
2018 Q1	–	Sell	-28,481	Closed	-$509K	–	972
2017 Q4	$509K	Hold	28,481	–	–	﹤0.01%	538
2017 Q3	$476K	Sell	28,481 -471	-2%	-$7.72K	﹤0.01%	611
2017 Q2	$450K	Buy	28,952 +75	+0.3%	+$1.24K	﹤0.01%	608
2017 Q1	$446K	Buy	+28,877	New	+$473K	﹤0.01%	650
2016 Q3	–	Sell	-35,400	Closed	-$490K	–	753
2016 Q2	$490K	Sell	35,400 -2,601	-7%	-$33.4K	﹤0.01%	284
2016 Q1	$442K	Buy	+38,001	New	+$421K	﹤0.01%	407
2015 Q3	–	Sell	-35,110	Closed	-$535K	–	760
2015 Q2	$535K	Buy	35,110 +545	+2%	+$9.04K	﹤0.01%	428
2015 Q1	$520K	Sell	34,565 -7,435	-18%	-$103K	﹤0.01%	470
2014 Q4	$536K	Sell	42,000 -5,600	-12%	-$70.7K	﹤0.01%	416
2014 Q3	$555K	Buy	+47,600	New	+$592K	﹤0.01%	507

Other funds holding RITM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

State of Michigan Retirement System Lansing, Michigan $18.9B AUM 27.96% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Balyasny Asset Management

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return