ALPS Advisors’s Repligen RGEN Stock Holding History

ALPS Advisors’s Portfolio RGEN Stock Details RGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-1,415	Closed	-$240K	–	1115
2022 Q4	$240K	Sell	1,415 -10	-0.7%	-$1.81K	﹤0.01%	976
2022 Q3	$267K	Buy	+1,425	New	+$300K	﹤0.01%	955
2022 Q1	–	Sell	-1,260	Closed	-$334K	–	939
2021 Q4	$334K	Buy	1,260 +26	+2%	+$7K	﹤0.01%	807
2021 Q3	$357K	Sell	1,234 -482	-28%	-$124K	﹤0.01%	692
2021 Q2	$343K	Hold	1,716	–	–	﹤0.01%	728
2021 Q1	$334K	Buy	+1,716	New	+$352K	﹤0.01%	692
2018 Q3	–	Sell	-12,743	Closed	-$599K	–	1059
2018 Q2	$599K	Sell	12,743 -600	-4%	-$24.7K	﹤0.01%	489
2018 Q1	$483K	Buy	+13,343	New	+$469K	﹤0.01%	546
2014 Q3	–	Sell	-38,763	Closed	-$883K	–	682
2014 Q2	$883K	Buy	38,763 +988	+3%	+$17.6K	0.01%	154
2014 Q1	$486K	Sell	37,775 -10,385	-22%	-$149K	﹤0.01%	546
2013 Q4	$746K	Buy	48,160 +23,388	+94%	+$279K	0.01%	151
2013 Q3	$275K	Buy	+24,772	New	+$247K	﹤0.01%	219

Other funds holding RGEN

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Sands Capital Management

Sands Capital Management Arlington, Virginia $25.5B AUM 26.46% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Brown Capital Management Baltimore, Maryland $704M AUM 6.25% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Artisan Partners

Artisan Partners Milwaukee, Wisconsin $61.3B AUM 26.25% 1-Year Est. Return