ALPS Advisors’s Proofpoint, Inc. PFPT Stock Holding History

ALPS Advisors’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-12,911	Closed	-$2.24M	–	1057
2021 Q2	$2.24M	Sell	12,911 -3,521	-21%	-$571K	0.02%	292
2021 Q1	$2.07M	Buy	16,432 +1,965	+14%	+$256K	0.02%	282
2020 Q4	$1.97M	Buy	14,467 +3,035	+27%	+$333K	0.02%	282
2020 Q3	$1.21M	Buy	11,432 +3,562	+45%	+$397K	0.02%	318
2020 Q2	$875K	Buy	7,870 +691	+10%	+$78.9K	0.01%	347
2020 Q1	$736K	Buy	7,179 +460	+7%	+$53.6K	0.01%	351
2019 Q4	$771K	Buy	6,719 +1,168	+21%	+$139K	0.01%	415
2019 Q3	$716K	Sell	5,551 -856	-13%	-$105K	0.01%	381
2019 Q2	$770K	Buy	6,407 +1,783	+39%	+$210K	0.01%	394
2019 Q1	$561K	Sell	4,624 -120	-3%	-$13.2K	﹤0.01%	468
2018 Q4	$398K	Buy	4,744 +212	+5%	+$19.6K	﹤0.01%	613
2018 Q3	$482K	Buy	4,532 +2,086	+85%	+$243K	﹤0.01%	687
2018 Q2	$282K	Buy	+2,446	New	+$297K	﹤0.01%	877

Other funds holding PFPT

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

NICM

Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

ALPS Advisors's PFPT Position: Q3 2021 in Review

ALPS Advisors sold out of Proofpoint, Inc. (PFPT) in Q3 2021, closing a stake of 12,911 shares — an estimated $2.24M sold.

ALPS Advisors first reported a position in PFPT in Q2 2018 and held it in 13 quarters. The position peaked at $2.24M in Q2 2021. 2 funds tracked by Wall St. Rank hold PFPT as of Q3 2021.

ALPS Advisors reported no remaining Proofpoint, Inc. position as of Q3 2021 after selling out during the quarter.
ALPS Advisors sold 12,911 Proofpoint, Inc. shares in Q3 2021, an estimated $2.24M.
ALPS Advisors first reported a position in Proofpoint, Inc. in Q2 2018 and held it in 13 quarters.
ALPS Advisors's Proofpoint, Inc. position peaked at $2.24M in Q2 2021.
2 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2021.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.