ALPS Advisors’s Potbelly PBPB Stock Holding History

ALPS Advisors’s Portfolio PBPB Stock Details PBPB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-37,265	Closed	-$429K	–	848
2017 Q2	$429K	Buy	37,265 +96	+0.3%	+$1.17K	﹤0.01%	647
2017 Q1	$517K	Buy	+37,169	New	+$489K	﹤0.01%	374

Other funds holding PBPB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.9B AUM 58.39% 1-Year Est. Return

SIMG

Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

1060 Capital Denver, Colorado $82.3M AUM 146.68% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ALPS Advisors's PBPB Position: Q3 2017 in Review

ALPS Advisors sold out of Potbelly (PBPB) in Q3 2017, closing a stake of 37,265 shares — an estimated $429K sold.

ALPS Advisors first reported a position in PBPB in Q1 2017 and held it in 2 quarters. The position peaked at $517K in Q1 2017. 98 funds tracked by Wall St. Rank hold PBPB as of Q3 2017.

ALPS Advisors reported no remaining Potbelly position as of Q3 2017 after selling out during the quarter.
ALPS Advisors sold 37,265 Potbelly shares in Q3 2017, an estimated $429K.
ALPS Advisors first reported a position in Potbelly in Q1 2017 and held it in 2 quarters.
ALPS Advisors's Potbelly position peaked at $517K in Q1 2017.
98 funds tracked by Wall St. Rank held Potbelly as of Q3 2017.

Based on ALPS Advisors's 13F filing for Q3 2017, filed 3 Nov 2017.