ALPS Advisors’s Orion Energy Systems OESX Stock Holding History

ALPS Advisors’s Portfolio OESX Stock Details OESX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-21,453	Closed	-$1.23M	–	991
2021 Q2	$1.23M	Sell	21,453 -3,822	-15%	-$232K	0.01%	381
2021 Q1	$1.76M	Buy	25,275 +6,540	+35%	+$610K	0.02%	335
2020 Q4	$1.85M	Buy	18,735 +5,064	+37%	+$438K	0.02%	302
2020 Q3	$1.03M	Buy	13,671 +2,988	+28%	+$163K	0.02%	352
2020 Q2	$370K	Buy	10,683 +1,557	+17%	+$63.7K	0.01%	507
2020 Q1	$338K	Buy	+9,126	New	+$400K	0.01%	481

Other funds holding OESX

NSIM

North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BNP Paribas Asset Management Paris, France $86.1B AUM 29.11% 1-Year Est. Return

Heartland Advisors Milwaukee, Wisconsin $1.96B AUM 28.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

EAM

Erste Asset Management Vienna, Austria $10.8B AUM 38.54% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BWA

BDO Wealth Advisors Jacksonville, Florida $872M AUM 15.17% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ALPS Advisors's OESX Position: Q3 2021 in Review

ALPS Advisors sold out of Orion Energy Systems (OESX) in Q3 2021, closing a stake of 21,453 shares — an estimated $1.23M sold.

ALPS Advisors first reported a position in OESX in Q1 2020 and held it in 6 quarters. The position peaked at $1.85M in Q4 2020. 69 funds tracked by Wall St. Rank hold OESX as of Q3 2021.

ALPS Advisors reported no remaining Orion Energy Systems position as of Q3 2021 after selling out during the quarter.
ALPS Advisors sold 21,453 Orion Energy Systems shares in Q3 2021, an estimated $1.23M.
ALPS Advisors first reported a position in Orion Energy Systems in Q1 2020 and held it in 6 quarters.
ALPS Advisors's Orion Energy Systems position peaked at $1.85M in Q4 2020.
69 funds tracked by Wall St. Rank held Orion Energy Systems as of Q3 2021.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.