ALPS Advisors’s Oaktree Specialty Lending OCSL Stock Holding History

ALPS Advisors’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-8,721	Closed	-$141K	–	803
2016 Q4	$141K	Buy	+8,721	New	+$145K	﹤0.01%	704

Other funds holding OCSL

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Springhouse Capital Management Westport, Connecticut $55.3M AUM 20.84% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

ALPS Advisors's OCSL Position: Q1 2017 in Review

ALPS Advisors sold out of Oaktree Specialty Lending (OCSL) in Q1 2017, closing a stake of 8,721 shares — an estimated $141K sold.

ALPS Advisors first reported a position in OCSL in Q4 2016 and held it in 1 quarter. The position peaked at $141K in Q4 2016. 126 funds tracked by Wall St. Rank hold OCSL as of Q1 2017.

ALPS Advisors reported no remaining Oaktree Specialty Lending position as of Q1 2017 after selling out during the quarter.
ALPS Advisors sold 8,721 Oaktree Specialty Lending shares in Q1 2017, an estimated $141K.
ALPS Advisors first reported a position in Oaktree Specialty Lending in Q4 2016 and held it in 1 quarter.
ALPS Advisors's Oaktree Specialty Lending position peaked at $141K in Q4 2016.
126 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q1 2017.

Based on ALPS Advisors's 13F filing for Q1 2017, filed 12 May 2017.