ALPS Advisors’s Innospec IOSP Stock Holding History

ALPS Advisors’s Portfolio IOSP Stock Details IOSP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-3,682	Closed	-$381K	–	866
2019 Q4	$381K	Sell	3,682 -160	-4%	-$15.3K	﹤0.01%	620
2019 Q3	$342K	Sell	3,842 -730	-16%	-$65.4K	﹤0.01%	784
2019 Q2	$417K	Sell	4,572 -240	-5%	-$20.2K	﹤0.01%	606
2019 Q1	$401K	Buy	+4,812	New	+$359K	﹤0.01%	701
2017 Q1	–	Sell	-7,193	Closed	-$493K	–	786
2016 Q4	$493K	Buy	7,193 +68	+1%	+$4.37K	﹤0.01%	415
2016 Q3	$433K	Buy	+7,125	New	+$396K	﹤0.01%	391
2016 Q1	–	Sell	-10,304	Closed	-$560K	–	709
2015 Q4	$560K	Hold	10,304	–	–	0.01%	312
2015 Q3	$4.79K	Sell	10,304 -1,649	-14%	-$75.6K	0.01%	481
2015 Q2	$538K	Buy	11,953 +186	+2%	+$8.34K	﹤0.01%	418
2015 Q1	$546K	Sell	11,767 -1,746	-13%	-$74.9K	﹤0.01%	305
2014 Q4	$577K	Sell	13,513 -1,916	-12%	-$78.5K	﹤0.01%	320
2014 Q3	$554K	Buy	15,429 +1,847	+14%	+$75K	﹤0.01%	509
2014 Q2	$586K	Buy	13,582 +344	+3%	+$14.8K	0.01%	414
2014 Q1	$599K	Buy	13,238 +2,566	+24%	+$113K	0.01%	256
2013 Q4	$457K	Buy	10,672 +5,180	+94%	+$238K	﹤0.01%	470
2013 Q3	$256K	Buy	+5,492	New	+$237K	﹤0.01%	321

Other funds holding IOSP

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Champlain Investment Partners Burlington, Vermont $7.88B AUM 6.82% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return