ALPS Advisors’s Heritage Commerce HTBK Stock Holding History

ALPS Advisors’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$765K	Sell	61,298 -6,385	-9%	-$81.1K	﹤0.01%	625
2025 Q4	$813K	Hold	67,683	–	–	﹤0.01%	610
2025 Q3	$672K	Hold	67,683	–	–	﹤0.01%	624
2025 Q2	$672K	Sell	67,683 -2,554	-4%	-$23.4K	﹤0.01%	588
2025 Q1	$669K	Sell	70,237 -2,554	-4%	-$25K	﹤0.01%	553
2024 Q4	$683K	Buy	72,791 +2,554	+4%	+$25.7K	﹤0.01%	559
2024 Q3	$694K	Buy	+70,237	New	+$685K	﹤0.01%	568
2024 Q1	–	Sell	-37,323	Closed	-$370K	–	1019
2023 Q4	$370K	Sell	37,323 -2,127	-5%	-$18.7K	﹤0.01%	726
2023 Q3	$334K	Buy	+39,450	New	+$351K	﹤0.01%	721
2019 Q3	–	Sell	-29,331	Closed	-$359K	–	897
2019 Q2	$359K	Sell	29,331 -1,547	-5%	-$19K	﹤0.01%	762
2019 Q1	$374K	Buy	+30,878	New	+$403K	﹤0.01%	822

Other funds holding HTBK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

HAM

HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.9B AUM 58.39% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ALPS Advisors's HTBK Position: Q1 2026 in Review

ALPS Advisors reduced its Heritage Commerce (HTBK) stake by 9.4% in Q1 2026, selling an estimated $81.1K and leaving 61,298 shares worth $765K. The position accounts for ﹤0.01% of the portfolio, ranked #625.

ALPS Advisors first reported a position in HTBK in Q1 2019 and has held it in 11 quarters since. The position peaked at $813K in Q4 2025. 195 funds tracked by Wall St. Rank hold HTBK as of Q1 2026.

ALPS Advisors held 61,298 shares of Heritage Commerce worth $765K as of Q1 2026.
ALPS Advisors sold 6,385 Heritage Commerce shares in Q1 2026, an estimated $81.1K.
Heritage Commerce made up ﹤0.01% of ALPS Advisors's portfolio in Q1 2026, its #625 holding.
ALPS Advisors first reported a position in Heritage Commerce in Q1 2019 and has held it in 11 quarters since.
ALPS Advisors's Heritage Commerce position peaked at $813K in Q4 2025.
195 funds tracked by Wall St. Rank held Heritage Commerce as of Q1 2026.

Based on ALPS Advisors's 13F filing for Q1 2026, filed 8 May 2026.