ALPS Advisors’s iShares MSCI EAFE ETF EFA Stock Holding History

ALPS Advisors’s Portfolio EFA Stock Details EFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-232,416	Closed	-$14.8M	–	694
2015 Q2	$14.8M	Buy	232,416 +21,649	+10%	+$1.44M	0.13%	102
2015 Q1	$13.5M	Buy	+210,767	New	+$13.3M	0.11%	102
2014 Q1	–	Sell	-8,414	Closed	-$535K	–	611
2013 Q4	$535K	Buy	+8,414	New	+$550K	0.01%	298

Other funds holding EFA

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

ALPS Advisors's EFA Position: Q3 2015 in Review

ALPS Advisors sold out of iShares MSCI EAFE ETF (EFA) in Q3 2015, closing a stake of 232,416 shares — an estimated $14.8M sold.

ALPS Advisors first reported a position in EFA in Q4 2013 and held it in 3 quarters. The position peaked at $14.8M in Q2 2015. 1,000 funds tracked by Wall St. Rank hold EFA as of Q3 2015.

ALPS Advisors reported no remaining iShares MSCI EAFE ETF position as of Q3 2015 after selling out during the quarter.
ALPS Advisors sold 232,416 iShares MSCI EAFE ETF shares in Q3 2015, an estimated $14.8M.
ALPS Advisors first reported a position in iShares MSCI EAFE ETF in Q4 2013 and held it in 3 quarters.
ALPS Advisors's iShares MSCI EAFE ETF position peaked at $14.8M in Q2 2015.
1,000 funds tracked by Wall St. Rank held iShares MSCI EAFE ETF as of Q3 2015.

Based on ALPS Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.