AA
CNH

ALPS Advisors’s CNH Industrial CNH Stock Holding History

ALPS Advisors’s Portfolio CNH Stock Details CNH Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-38,218
Closed -$228K – 769
2015
Q4 		$228K Sell
38,218
-14,821
-28% -$89.6K ﹤0.01% 668
2015
Q3 		$3.01K Sell
53,039
-6,049
-10% -$44K ﹤0.01% 649
2015
Q2 		$477K Sell
59,088
-1,264
-2% -$9.69K ﹤0.01% 560
2015
Q1 		$429K Sell
60,352
-13,686
-18% -$94.2K ﹤0.01% 612
2014
Q4 		$519K Sell
74,038
-15,592
-17% -$108K ﹤0.01% 440
2014
Q3 		$619K Sell
89,630
-596
-0.7% -$4.56K ﹤0.01% 228
2014
Q2 		$803K Buy
90,226
+556
+0.6% +$5.3K 0.01% 163
2014
Q1 		$897K Buy
89,670
+37,227
+71% +$358K 0.01% 143
2013
Q4 		$481K Buy
+52,443
New +$526K ﹤0.01% 432

Other funds holding CNH

SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return
Barrow, Hanley, Mewhinney & Strauss
Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return
RFC
Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Axa
Axa Paris, France $256M AUM 25.01% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
OAG
Orbis Allan Gray Hamilton, Bermuda $23.7B AUM 65.43% 1-Year Est. Return