ALPS Advisors’s CNH Industrial CNH Stock Holding History

ALPS Advisors’s Portfolio CNH Stock Details CNH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-38,218	Closed	-$228K	–	769
2015 Q4	$228K	Sell	38,218 -14,821	-28%	-$89.6K	﹤0.01%	668
2015 Q3	$301K	Sell	53,039 -6,049	-10%	-$44K	﹤0.01%	649
2015 Q2	$477K	Sell	59,088 -1,264	-2%	-$9.69K	﹤0.01%	560
2015 Q1	$429K	Sell	60,352 -13,686	-18%	-$94.2K	﹤0.01%	612
2014 Q4	$519K	Sell	74,038 -15,592	-17%	-$108K	﹤0.01%	440
2014 Q3	$619K	Sell	89,630 -596	-0.7%	-$4.56K	﹤0.01%	228
2014 Q2	$803K	Buy	90,226 +556	+0.6%	+$5.3K	0.01%	163
2014 Q1	$897K	Buy	89,670 +37,227	+71%	+$358K	0.01%	143
2013 Q4	$481K	Buy	+52,443	New	+$526K	﹤0.01%	432

Other funds holding CNH

SAM

Southeastern Asset Management Memphis, Tennessee $1.92B AUM 6.41% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Axa Paris, France $91.9M AUM 27.41% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

OAG

Orbis Allan Gray Hamilton, Bermuda $29.1B AUM 60.8% 1-Year Est. Return

ALPS Advisors's CNH Position: Q1 2016 in Review

ALPS Advisors sold out of CNH Industrial (CNH) in Q1 2016, closing a stake of 38,218 shares — an estimated $228K sold.

ALPS Advisors first reported a position in CNH in Q4 2013 and held it in 9 quarters. The position peaked at $897K in Q1 2014. 113 funds tracked by Wall St. Rank hold CNH as of Q1 2016.

ALPS Advisors reported no remaining CNH Industrial position as of Q1 2016 after selling out during the quarter.
ALPS Advisors sold 38,218 CNH Industrial shares in Q1 2016, an estimated $228K.
ALPS Advisors first reported a position in CNH Industrial in Q4 2013 and held it in 9 quarters.
ALPS Advisors's CNH Industrial position peaked at $897K in Q1 2014.
113 funds tracked by Wall St. Rank held CNH Industrial as of Q1 2016.

Based on ALPS Advisors's 13F filing for Q1 2016, filed 10 May 2016.