ALPS Advisors’s Banc of California BANC Stock Holding History

ALPS Advisors’s Portfolio BANC Stock Details BANC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-23,189	Closed	-$499K	–	784
2017 Q2	$499K	Sell	23,189 -3,399	-13%	-$71.8K	﹤0.01%	504
2017 Q1	$550K	Buy	26,588 +4,752	+22%	+$88.4K	﹤0.01%	319
2016 Q4	$379K	Buy	21,836 +2,351	+12%	+$36.1K	﹤0.01%	627
2016 Q3	$340K	Sell	19,485 -5,833	-23%	-$121K	﹤0.01%	634
2016 Q2	$458K	Sell	25,318 -1,863	-7%	-$35.8K	﹤0.01%	317
2016 Q1	$476K	Buy	+27,181	New	+$410K	﹤0.01%	258

Other funds holding BANC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

PCA

PL Capital Advisors Naples, Florida $360M AUM 32.54% 1-Year Est. Return

LPAM

Legion Partners Asset Management Los Angeles, California $40.6M AUM 156.55% 1-Year Est. Return

PFP

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

RIM

Ranger Investment Management Dallas, Texas $1.58B AUM 51% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

CCM

Channing Capital Management Chicago, Illinois $4.34B AUM 37.08% 1-Year Est. Return

ALPS Advisors's BANC Position: Q3 2017 in Review

ALPS Advisors sold out of Banc of California (BANC) in Q3 2017, closing a stake of 23,189 shares — an estimated $499K sold.

ALPS Advisors first reported a position in BANC in Q1 2016 and held it in 6 quarters. The position peaked at $550K in Q1 2017. 190 funds tracked by Wall St. Rank hold BANC as of Q3 2017.

ALPS Advisors reported no remaining Banc of California position as of Q3 2017 after selling out during the quarter.
ALPS Advisors sold 23,189 Banc of California shares in Q3 2017, an estimated $499K.
ALPS Advisors first reported a position in Banc of California in Q1 2016 and held it in 6 quarters.
ALPS Advisors's Banc of California position peaked at $550K in Q1 2017.
190 funds tracked by Wall St. Rank held Banc of California as of Q3 2017.

Based on ALPS Advisors's 13F filing for Q3 2017, filed 3 Nov 2017.