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AAM

Alpine Associates Management Portfolio holdings

AUM $1.7B
1-Year Est. Return 97.55%
This Fund
S&P 500
This Quarter Est. Return
+9.56%
1 Year Est. Return
+97.55%
3 Year Est. Return
+368.61%
5 Year Est. Return
+1,313.28%
10 Year Est. Return
+23,749.22%
AUM
$2.96B
AUM Growth
-$361M
Cap. Flow
-$475M
Cap. Flow %
-16.05%
Top 10 Hldgs %
63.82%
Holding
83
New
18
Increased
17
Reduced
5
Closed
34

Top Buys

Rank Stock Value
1
COL
Rockwell Collins
COL
+$202M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$137M
3
NXTM
NxStage Medical Inc.
NXTM
+$106M
4
CPN
Calpine Corporation
CPN
+$96.6M
5
TWX
Time Warner Inc
TWX
+$83.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$229M
2
LVLT
Level 3 Communications Inc
LVLT
+$151M
3
MBLY
Mobileye N.V.
MBLY
+$142M
4
AWH
Allied World Assurance Co Hld Lt
AWH
+$118M
5
PRXL
Parexel International Corp
PRXL
+$114M

Sector Composition

Rank Sector Weight
1 Communication Services 22.34%
2 Technology 16.29%
3 Materials 10.16%
4 Energy 5.06%
5 Utilities 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWX
1
DELISTED
Time Warner Inc
TWX
$332M 11.2%
3,237,349
+820,400
+34% +$83.2M
BCR
2
DELISTED
CR Bard Inc.
BCR
$296M 10%
924,263
+83,851
+10% +$26.8M
NXPI icon
3
NXP Semiconductors
NXPI
$69B
$269M 9.07%
2,374,443
+364,900
+18% +$40.7M
COL
4
DELISTED
Rockwell Collins
COL
$217M 7.34%
+1,663,500
New +$202M
MON
5
DELISTED
Monsanto Co
MON
$199M 6.73%
1,663,686
-737
-0% -$86.7K
SNI
6
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$143M 4.83%
+1,665,300
New +$137M
RICE
7
DELISTED
Rice Energy Inc.
RICE
$120M 4.05%
4,142,397
+67,497
+2% +$1.84M
NXTM
8
DELISTED
NxStage Medical Inc.
NXTM
$110M 3.72%
+3,991,458
New +$106M
CBF
9
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$102M 3.46%
2,496,889
+1,589,576
+175% +$60.7M
HUN icon
10
Huntsman Corp
HUN
$2.21B
$101M 3.42%
3,698,795
+1,031,595
+39% +$27.5M
CPN
11
DELISTED
Calpine Corporation
CPN
$99.8M 3.37%
+6,768,799
New +$96.6M
TRCO
12
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$99.1M 3.35%
2,426,100
-246,393
-9% -$10M
OA
13
DELISTED
Orbital ATK, Inc.
OA
$83.9M 2.83%
+629,779
New +$69.1M
AABA
14
DELISTED
Altaba Inc
AABA
$78.8M 2.66%
1,189,075
+237,700
+25% +$14.6M
KITE
15
DELISTED
Kite Pharma, Inc.
KITE
$71.4M 2.41%
+397,105
New +$55.3M
BRCD
16
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$61.7M 2.08%
+5,163,193
New +$63.8M
T icon
17
CALL
AT&T
T
$155B
$54M 1.82%
1,823,678
– –
RTX icon
18
PUT
RTX Corp
RTX
$261B
$49M 1.66%
+671,353
New +$49.7M
STRP
19
DELISTED
Straight Path Communications Inc.
STRP
$47.3M 1.6%
261,700
+149,716
+134% +$26.9M
KITE
20
PUT
DELISTED
Kite Pharma, Inc.
KITE
$45.4M 1.53%
+252,600
New +$35.2M
AKRX
21
DELISTED
Akorn Inc
AKRX
$39.5M 1.33%
1,189,216
+949,316
+396% +$31.5M
SPY icon
22
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$30.1M 1.02%
+120,000
New +$29.6M
ATW
23
DELISTED
Atwood Oceanics
ATW
$30.1M 1.02%
3,202,260
+2,934,260
+1,095% +$22.1M
XCRA
24
DELISTED
Xcerra Corporation
XCRA
$24.6M 0.83%
2,493,716
+792,100
+47% +$7.66M
GLBL
25
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$22.5M 0.76%
4,736,620
+1,000
+0% +$4.98K
1
2 3 4

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Alpine Associates Management's Q3 2017 Portfolio in Review

As of Q3 2017, Alpine Associates Management held 83 positions worth $2.96B, down 11% from $3.32B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Alpine Associates Management withdrew a net $475M in Q3 2017, closing 34 positions and reducing 5 holdings. Its most notable exit was Reynolds American Inc, an estimated $229M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 12% a quarter earlier, followed by Technology and Materials.

Against the trend, Alpine Associates Management opened a new position in Rockwell Collins worth $217M.

  • Alpine Associates Management's largest Q3 2017 buy was Rockwell Collins: 1,663,500 shares worth $217M.
  • Alpine Associates Management added most to Time Warner Inc in Q3 2017, an estimated $83.2M increase.
  • Alpine Associates Management's biggest Q3 2017 reduction was Level 3 Communications Inc, cutting an estimated $151M.
  • Alpine Associates Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $229M.
  • Alpine Associates Management's ten largest holdings make up 64% of its $2.96B portfolio in Q3 2017.
  • Alpine Associates Management opened 18 new positions and closed 34 in Q3 2017.
  • Alpine Associates Management's portfolio value fell 11% quarter-over-quarter to $2.96B.

Based on Alpine Associates Management's 13F filing for Q3 2017, filed 13 Nov 2017.