Alpenglow Capital’s Hope Bancorp HOPE Stock Holding History

Alpenglow Capital’s Portfolio HOPE Stock Details HOPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-190,961	Closed	-$3.32M	–	12
2016 Q3	$3.32M	Buy	+190,961	New	+$3.09M	2.63%	15
2016 Q1	–	Sell	-272,031	Closed	-$4.68M	–	40
2015 Q4	$4.68M	Buy	272,031 +101,231	+59%	+$1.74M	3.18%	15
2015 Q3	$2.56M	Buy	+170,800	New	+$2.56M	2.2%	20

Other funds holding HOPE

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Alpenglow Capital's HOPE Position: Q4 2016 in Review

Alpenglow Capital sold out of Hope Bancorp (HOPE) in Q4 2016, closing a stake of 190,961 shares — an estimated $3.32M sold.

Alpenglow Capital first reported a position in HOPE in Q3 2015 and held it in 3 quarters. The position peaked at $4.68M in Q4 2015. 199 funds tracked by Wall St. Rank hold HOPE as of Q4 2016.

Alpenglow Capital reported no remaining Hope Bancorp position as of Q4 2016 after selling out during the quarter.
Alpenglow Capital sold 190,961 Hope Bancorp shares in Q4 2016, an estimated $3.32M.
Alpenglow Capital first reported a position in Hope Bancorp in Q3 2015 and held it in 3 quarters.
Alpenglow Capital's Hope Bancorp position peaked at $4.68M in Q4 2015.
199 funds tracked by Wall St. Rank held Hope Bancorp as of Q4 2016.

Based on Alpenglow Capital's 13F filing for Q4 2016.