Allworth Financial’s The9 Ltd NCTY Stock Holding History

Allworth Financial’s Portfolio NCTY Stock Details NCTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3	Closed	-$19	–	3505
2023 Q2	$19	Hold	3	–	–	﹤0.01%	3214
2023 Q1	$20	Buy	+3	New	+$31	﹤0.01%	3142

Other funds holding NCTY

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

XTX Topco George Town, Cayman Islands $5.75B AUM 30.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RhumbLine Advisers Boston, Massachusetts $117B AUM 29.66% 1-Year Est. Return

Allworth Financial's NCTY Position: Q3 2023 in Review

Allworth Financial sold out of The9 Ltd (NCTY) in Q3 2023, closing a stake of 3 shares — an estimated $19 sold.

Allworth Financial first reported a position in NCTY in Q1 2023 and held it in 2 quarters. The position peaked at $20 in Q1 2023. 11 funds tracked by Wall St. Rank hold NCTY as of Q3 2023.

Allworth Financial reported no remaining The9 Ltd position as of Q3 2023 after selling out during the quarter.
Allworth Financial sold 3 The9 Ltd shares in Q3 2023, an estimated $19.
Allworth Financial first reported a position in The9 Ltd in Q1 2023 and held it in 2 quarters.
Allworth Financial's The9 Ltd position peaked at $20 in Q1 2023.
11 funds tracked by Wall St. Rank held The9 Ltd as of Q3 2023.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.