Allworth Financial’s Eagle Point Credit Company ECC Stock Holding History

Allworth Financial’s Portfolio ECC Stock Details ECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-225	Closed	-$1.49K	–	5082
2025 Q3	$1.49K	Sell	225 -149	-40%	-$1.05K	﹤0.01%	4130
2025 Q2	$2.87K	Buy	374 +335	+859%	+$2.57K	﹤0.01%	3554
2025 Q1	$303	Buy	39 +17	+77%	+$147	﹤0.01%	3791
2024 Q4	$195	Buy	+22	New	+$206	﹤0.01%	3794
2022 Q3	–	Sell	-750	Closed	-$9K	–	2769
2022 Q2	$9K	Buy	+750	New	+$9.4K	﹤0.01%	1596

Other funds holding ECC

Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return

PFG Investments Woodbury, New York $2.15B AUM 25.5% 1-Year Est. Return

Legacy Wealth Management (Idaho) Boise, Idaho $201M AUM 259.85% 1-Year Est. Return

Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return