Allen Investment Management’s Nuveen AMT-Free Quality Municipal Income Fund NEA Stock Holding History

Allen Investment Management’s Portfolio NEA Stock Details NEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,935	Closed	-$179K	–	218
2016 Q2	$179K	Hold	11,935	–	–	0.01%	208
2016 Q1	$170K	Hold	11,935	–	–	0.01%	197
2015 Q4	$165K	Sell	11,935 -12,983	-52%	-$172K	0.01%	190
2015 Q3	$325K	Hold	24,918	–	–	0.03%	168
2015 Q2	$317K	Buy	+24,918	New	+$335K	0.03%	183

Other funds holding NEA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

Allen Investment Management's NEA Position: Q3 2016 in Review

Allen Investment Management sold out of Nuveen AMT-Free Quality Municipal Income Fund (NEA) in Q3 2016, closing a stake of 11,935 shares — an estimated $179K sold.

Allen Investment Management first reported a position in NEA in Q2 2015 and held it in 5 quarters. The position peaked at $325K in Q3 2015. 169 funds tracked by Wall St. Rank hold NEA as of Q3 2016.

Allen Investment Management reported no remaining Nuveen AMT-Free Quality Municipal Income Fund position as of Q3 2016 after selling out during the quarter.
Allen Investment Management sold 11,935 Nuveen AMT-Free Quality Municipal Income Fund shares in Q3 2016, an estimated $179K.
Allen Investment Management first reported a position in Nuveen AMT-Free Quality Municipal Income Fund in Q2 2015 and held it in 5 quarters.
Allen Investment Management's Nuveen AMT-Free Quality Municipal Income Fund position peaked at $325K in Q3 2015.
169 funds tracked by Wall St. Rank held Nuveen AMT-Free Quality Municipal Income Fund as of Q3 2016.

Based on Allen Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.