Allen Investment Management’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Allen Investment Management’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,780	Closed	-$155K	–	210
2016 Q2	$155K	Hold	11,780	–	–	0.01%	211
2016 Q1	$154K	Hold	11,780	–	–	0.01%	199
2015 Q4	$152K	Sell	11,780 -12,718	-52%	-$163K	0.01%	192
2015 Q3	$317K	Hold	24,498	–	–	0.03%	171
2015 Q2	$331K	Buy	+24,498	New	+$339K	0.03%	168

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Allen Investment Management's FRA Position: Q3 2016 in Review

Allen Investment Management sold out of BlackRock Floating Rate Income Strategies Fund (FRA) in Q3 2016, closing a stake of 11,780 shares — an estimated $155K sold.

Allen Investment Management first reported a position in FRA in Q2 2015 and held it in 5 quarters. The position peaked at $331K in Q2 2015. 74 funds tracked by Wall St. Rank hold FRA as of Q3 2016.

Allen Investment Management reported no remaining BlackRock Floating Rate Income Strategies Fund position as of Q3 2016 after selling out during the quarter.
Allen Investment Management sold 11,780 BlackRock Floating Rate Income Strategies Fund shares in Q3 2016, an estimated $155K.
Allen Investment Management first reported a position in BlackRock Floating Rate Income Strategies Fund in Q2 2015 and held it in 5 quarters.
Allen Investment Management's BlackRock Floating Rate Income Strategies Fund position peaked at $331K in Q2 2015.
74 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q3 2016.

Based on Allen Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.