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AAM

Alken Asset Management Portfolio holdings

AUM $89.6M
1-Year Est. Return 3.28%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-3.28%
3 Year Est. Return
-0.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$20.8M
AUM Growth
-$5.2M
Cap. Flow
-$17.9M
Cap. Flow %
-86.09%
Top 10 Hldgs %
56.84%
Holding
29
New
2
Increased
–
Reduced
2
Closed
4

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$447K
2
BKR icon
Baker Hughes
BKR
+$439K

Top Sells

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.15M
2
NOW icon
ServiceNow
NOW
+$1.16M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$672K
4
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
+$436K
5
AMZN icon
Amazon
AMZN
+$319K

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Consumer Discretionary 7.86%
3 Financials 4.31%
4 Energy 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$3.72T
$1.72M 8.29%
7,750
– –
AMZN icon
2
Amazon
AMZN
$2.96T
$1.14M 5.48%
7,000
-2,000
-22% -$319K
NEE.PRO
3
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$1.03M 4.96%
17,400
– –
V icon
4
Visa
V
$678B
$897K 4.31%
4,100
-1,400
-25% -$286K
BKR icon
5
Baker Hughes
BKR
$61.3B
$521K 2.5%
+25,000
New +$439K
NKE icon
6
Nike
NKE
$62.1B
$495K 2.38%
3,500
– –
SWT
7
DELISTED
Stanley Black & Decker, Inc.
SWT
$459K 2.21%
+4,100
New +$447K
BAC.PRL icon
8
Bank of America Series L
BAC.PRL
$3.99B
– –
-2,780
Closed -$4.15M
NOW icon
9
ServiceNow
NOW
$129B
– –
-12,000
Closed -$1.16M
WFC.PRL icon
10
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
– –
-500
Closed -$672K
BSX.PRA
11
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-3,900
Closed -$436K

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Alken Asset Management's Q4 2020 Portfolio in Review

As of Q4 2020, Alken Asset Management held 29 positions worth $20.8M, down 20% from $26M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Alken Asset Management withdrew a net $17.9M in Q4 2020, closing 4 positions and reducing 2 holdings. Its most notable exit was Bank of America Series L, an estimated $4.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Alken Asset Management opened a new position in Stanley Black & Decker, Inc. worth $459K.

  • Alken Asset Management's largest Q4 2020 buy was Stanley Black & Decker, Inc.: 4,100 shares worth $459K.
  • Alken Asset Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $319K.
  • Alken Asset Management fully exited Bank of America Series L in Q4 2020, selling an estimated $4.15M.
  • Alken Asset Management's ten largest holdings make up 57% of its $20.8M portfolio in Q4 2020.
  • Alken Asset Management opened 2 new positions and closed 4 in Q4 2020.
  • Alken Asset Management's portfolio value fell 20% quarter-over-quarter to $20.8M.

Based on Alken Asset Management's 13F filing for Q4 2020, filed 4 Feb 2021.