AIU

Algebris Investments (UK) Portfolio holdings

AUM $612M
This Quarter Return
-9%
1 Year Return
+4.2%
3 Year Return
-13.51%
5 Year Return
–
10 Year Return
–
AUM
$235M
AUM Growth
+$235M
Cap. Flow
+$37.8M
Cap. Flow %
16.11%
Top 10 Hldgs %
57.98%
Holding
75
New
12
Increased
16
Reduced
10
Closed
16

Top Buys

1
UBS icon
UBS Group
UBS
$10M
2
DFS
Discover Financial Services
DFS
$7.86M
3
BAC icon
Bank of America
BAC
$7.45M
4
CG icon
Carlyle Group
CG
$5.88M
5
WFC icon
Wells Fargo
WFC
$5.14M

Top Sells

1
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$4.98M
2
SLF icon
Sun Life Financial
SLF
$2.85M
3
MFC icon
Manulife Financial
MFC
$2.44M
4
PNC icon
PNC Financial Services
PNC
$2.38M
5
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$2.16M

Sector Composition

1 Financials 54.93%
2 Real Estate 12.53%
3 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RLJ icon
26
RLJ Lodging Trust
RLJ
$1.16B
$1.87M 0.72%
74,128
-9,422
-11% -$238K
RBS.PRT
27
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.26M 0.49%
50,000
– –
MTGE
28
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$1.25M 0.48%
84,550
+1,900
+2% +$28K
WRB icon
29
W.R. Berkley
WRB
$27.2B
$1.02M 0.39%
+18,800
New +$1.02M
MS icon
30
Morgan Stanley
MS
$240B
$1.01M 0.39%
+32,150
New +$1.01M
SCU
31
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$959K 0.37%
109,850
– –
NTRS icon
32
Northern Trust
NTRS
$25B
$763K 0.29%
+11,200
New +$763K
AWH
33
DELISTED
Allied World Assurance Co Hld Lt
AWH
$676K 0.26%
+17,700
New +$676K
ARPI
34
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$667K 0.26%
+38,650
New +$667K
PNC icon
35
PNC Financial Services
PNC
$81.7B
$647K 0.25%
7,250
-26,690
-79% -$2.38M
RBS.PRR
36
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$619K 0.24%
25,000
– –
JMP
37
DELISTED
JMP Group LLC
JMP
$589K 0.23%
94,780
-8,250
-8% -$51.3K
BPFH
38
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$508K 0.2%
+43,450
New +$508K
CB icon
39
Chubb
CB
$110B
$362K 0.14%
3,500
+400
+13% +$41.4K
AHL
40
DELISTED
ASPEN Insurance Holding Limited
AHL
$283K 0.11%
+6,100
New +$283K
DRH icon
41
DiamondRock Hospitality
DRH
$1.75B
$186K 0.07%
+16,800
New +$186K
JPC icon
42
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
$174K 0.07%
19,363
-240,637
-93% -$2.16M
BABA icon
43
Alibaba
BABA
$322B
– –
0
– –
BEN icon
44
Franklin Resources
BEN
$13.3B
– –
0
– –
CM icon
45
Canadian Imperial Bank of Commerce
CM
$71.8B
– –
-11,600
Closed -$855K
CNS icon
46
Cohen & Steers
CNS
$3.77B
– –
0
– –
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$19B
– –
0
– –
EQR icon
48
Equity Residential
EQR
$25.3B
– –
-16,172
Closed -$1.14M
EVR icon
49
Evercore
EVR
$12.4B
– –
-4,950
Closed -$267K
GBDC icon
50
Golub Capital BDC
GBDC
$3.97B
– –
-79,186
Closed -$1.31M
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