Alethea Capital Management’s iShares Mortgage Real Estate ETF REM Stock Holding History

Alethea Capital Management’s Portfolio REM Stock Details REM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-8,037	Closed	-$291K	–	111
2021 Q3	$291K	Sell	8,037 -665	-8%	-$24.2K	0.26%	63
2021 Q2	$323K	Hold	8,702	–	–	0.2%	63
2021 Q1	$307K	Sell	8,702 -30	-0.3%	-$1K	0.19%	63
2020 Q4	$278K	Hold	8,732	–	–	0.14%	64
2020 Q3	$225K	Hold	8,732	–	–	0.15%	58
2020 Q2	$217K	Buy	+8,732	New	+$196K	0.13%	75
2020 Q1	–	Sell	-8,763	Closed	-$390K	–	109
2019 Q4	$390K	Hold	8,763	–	–	0.17%	56
2019 Q3	$369K	Hold	8,763	–	–	0.23%	57
2019 Q2	$370K	Hold	8,763	–	–	0.24%	64
2019 Q1	$380K	Hold	8,763	–	–	0.27%	53
2018 Q4	$350K	Sell	8,763 -26	-0.3%	-$1.1K	0.51%	42
2018 Q3	$383K	Buy	+8,789	New	+$392K	0.57%	56
2018 Q1	–	Sell	-28,910	Closed	-$1.31M	–	108
2017 Q4	$1.31M	Sell	28,910 -200	-0.7%	-$9.2K	2.08%	6
2017 Q3	$1.36M	Hold	29,110	–	–	1.6%	23
2017 Q2	$1.35M	Buy	29,110 +1,325	+5%	+$61.5K	1.53%	23
2017 Q1	$1.26M	Hold	27,785	–	–	1.51%	25
2016 Q4	$1.17M	Buy	27,785 +890	+3%	+$37.3K	1.47%	22
2016 Q3	$1.13M	Hold	26,895	–	–	1.57%	22
2016 Q2	$1.1M	Buy	+26,895	New	+$1.08M	1.51%	22

Other funds holding REM

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

AWS

AJ Wealth Strategies New York $2.07B AUM 10.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Alethea Capital Management's REM Position: Q4 2021 in Review

Alethea Capital Management sold out of iShares Mortgage Real Estate ETF (REM) in Q4 2021, closing a stake of 8,037 shares — an estimated $291K sold.

Alethea Capital Management first reported a position in REM in Q2 2016 and held it in 19 quarters. The position peaked at $1.36M in Q3 2017. 158 funds tracked by Wall St. Rank hold REM as of Q4 2021.

Alethea Capital Management reported no remaining iShares Mortgage Real Estate ETF position as of Q4 2021 after selling out during the quarter.
Alethea Capital Management sold 8,037 iShares Mortgage Real Estate ETF shares in Q4 2021, an estimated $291K.
Alethea Capital Management first reported a position in iShares Mortgage Real Estate ETF in Q2 2016 and held it in 19 quarters.
Alethea Capital Management's iShares Mortgage Real Estate ETF position peaked at $1.36M in Q3 2017.
158 funds tracked by Wall St. Rank held iShares Mortgage Real Estate ETF as of Q4 2021.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.