Alethea Capital Management’s iShares 7-10 Year Treasury Bond ETF IEF Stock Holding History

Alethea Capital Management’s Portfolio IEF Stock Details IEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-3,741	Closed	-$392K	–	89
2016 Q4	$392K	Hold	3,741	–	–	0.49%	54
2016 Q3	$419K	Buy	+3,741	New	+$419K	0.58%	47
2016 Q1	–	Sell	-18,126	Closed	-$1.91M	–	74
2015 Q4	$1.91M	Buy	+18,126	New	+$1.93M	2.22%	20

Other funds holding IEF

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WCM

Wealthcare Capital Management Richmond, Virginia $1.05B AUM 14.89% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

MIH

Madison Investment Holdings Madison, Wisconsin $6.16B AUM 11.67% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $1.24B AUM 2.91% 1-Year Est. Return

Alethea Capital Management's IEF Position: Q1 2017 in Review

Alethea Capital Management sold out of iShares 7-10 Year Treasury Bond ETF (IEF) in Q1 2017, closing a stake of 3,741 shares — an estimated $392K sold.

Alethea Capital Management first reported a position in IEF in Q4 2015 and held it in 3 quarters. The position peaked at $1.91M in Q4 2015. 358 funds tracked by Wall St. Rank hold IEF as of Q1 2017.

Alethea Capital Management reported no remaining iShares 7-10 Year Treasury Bond ETF position as of Q1 2017 after selling out during the quarter.
Alethea Capital Management sold 3,741 iShares 7-10 Year Treasury Bond ETF shares in Q1 2017, an estimated $392K.
Alethea Capital Management first reported a position in iShares 7-10 Year Treasury Bond ETF in Q4 2015 and held it in 3 quarters.
Alethea Capital Management's iShares 7-10 Year Treasury Bond ETF position peaked at $1.91M in Q4 2015.
358 funds tracked by Wall St. Rank held iShares 7-10 Year Treasury Bond ETF as of Q1 2017.

Based on Alethea Capital Management's 13F filing for Q1 2017, filed 4 May 2017.