Alethea Capital Management’s iShares MSCI Emerging Markets ETF EEM Stock Holding History

Alethea Capital Management’s Portfolio EEM Stock Details EEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-17,864	Closed	-$739K	–	88
2017 Q2	$739K	Buy	+17,864	New	+$727K	0.84%	36
2017 Q1	–	Sell	-11,198	Closed	-$392K	–	82
2016 Q4	$392K	Buy	+11,198	New	+$404K	0.49%	53
2016 Q2	–	Sell	-46,731	Closed	-$1.6M	–	61
2016 Q1	$1.6M	Buy	+46,731	New	+$1.45M	1.78%	23

Other funds holding EEM

Bridgewater Associates Westport, Connecticut $22.4B AUM 34.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Retirement Systems of Alabama Montgomery, Alabama $30B AUM 26.86% 1-Year Est. Return

MCM

MKP Capital Management New York $3.04B AUM 20.46% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Alethea Capital Management's EEM Position: Q3 2017 in Review

Alethea Capital Management sold out of iShares MSCI Emerging Markets ETF (EEM) in Q3 2017, closing a stake of 17,864 shares — an estimated $739K sold.

Alethea Capital Management first reported a position in EEM in Q1 2016 and held it in 3 quarters. The position peaked at $1.6M in Q1 2016. 992 funds tracked by Wall St. Rank hold EEM as of Q3 2017.

Alethea Capital Management reported no remaining iShares MSCI Emerging Markets ETF position as of Q3 2017 after selling out during the quarter.
Alethea Capital Management sold 17,864 iShares MSCI Emerging Markets ETF shares in Q3 2017, an estimated $739K.
Alethea Capital Management first reported a position in iShares MSCI Emerging Markets ETF in Q1 2016 and held it in 3 quarters.
Alethea Capital Management's iShares MSCI Emerging Markets ETF position peaked at $1.6M in Q1 2016.
992 funds tracked by Wall St. Rank held iShares MSCI Emerging Markets ETF as of Q3 2017.

Based on Alethea Capital Management's 13F filing for Q3 2017, filed 2 Nov 2017.