AE Wealth Management’s FT Vest U.S. Equity Max Buffer ETF - October OCTM Stock Holding History

AE Wealth Management’s Portfolio OCTM Stock Details OCTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$43.1K	Sell	1,326 -15	-1%	-$491	﹤0.01%	1996
2025 Q4	$43.8K	Buy	+1,341	New	+$43.5K	﹤0.01%	1875
2025 Q2	–	Sell	-8,000	Closed	-$243K	–	2290
2025 Q1	$243K	Sell	8,000 -11,040	-58%	-$338K	﹤0.01%	1194
2024 Q4	$581K	Buy	+19,040	New	+$581K	﹤0.01%	864

Other funds holding OCTM

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

AWM

Apollon Wealth Management Mount Pleasant, South Carolina $6.15B AUM 22.62% 1-Year Est. Return

LVZ Inc Holland, Michigan $984M AUM 17.9% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

CPP

Capasso Planning Partners Charleston, South Carolina $185M AUM 14.14% 1-Year Est. Return

FWG Investments Lexington, Kentucky $157M AUM 15.2% 1-Year Est. Return

Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return

AE Wealth Management's OCTM Position: Q1 2026 in Review

AE Wealth Management reduced its FT Vest U.S. Equity Max Buffer ETF - October (OCTM) stake by 1.1% in Q1 2026, selling an estimated $491 and leaving 1,326 shares worth $43.1K. The position accounts for ﹤0.01% of the portfolio, ranked #1996.

AE Wealth Management first reported a position in OCTM in Q4 2024 and has held it in 4 quarters since. The position peaked at $581K in Q4 2024. 36 funds tracked by Wall St. Rank hold OCTM as of Q1 2026.

AE Wealth Management held 1,326 shares of FT Vest U.S. Equity Max Buffer ETF - October worth $43.1K as of Q1 2026.
AE Wealth Management sold 15 FT Vest U.S. Equity Max Buffer ETF - October shares in Q1 2026, an estimated $491.
FT Vest U.S. Equity Max Buffer ETF - October made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1996 holding.
AE Wealth Management first reported a position in FT Vest U.S. Equity Max Buffer ETF - October in Q4 2024 and has held it in 4 quarters since.
AE Wealth Management's FT Vest U.S. Equity Max Buffer ETF - October position peaked at $581K in Q4 2024.
36 funds tracked by Wall St. Rank held FT Vest U.S. Equity Max Buffer ETF - October as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.