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AE Wealth Management’s LPL Financial LPLA Stock Holding History

AE Wealth Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-7,211
Closed -$2.7M – 2336
2025
Q2 		$2.7M Buy
7,211
+1,665
+30% +$583K 0.02% 471
2025
Q1 		$1.81M Buy
5,546
+2,519
+83% +$877K 0.02% 549
2024
Q4 		$988K Buy
3,027
+1,705
+129% +$504K 0.01% 699
2024
Q3 		$308K Sell
1,322
-436
-25% -$98.2K ﹤0.01% 1024
2024
Q2 		$491K Buy
+1,758
New +$477K ﹤0.01% 890
2023
Q2 		– Sell
-1,012
Closed -$205K – 1994
2023
Q1 		$205K Buy
+1,012
New +$231K ﹤0.01% 1735

Other funds holding LPLA

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
Janus Henderson Group
Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return
LPC
Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

AE Wealth Management's LPLA Position: Q3 2025 in Review

AE Wealth Management sold out of LPL Financial (LPLA) in Q3 2025, closing a stake of 7,211 shares — an estimated $2.7M sold.

AE Wealth Management first reported a position in LPLA in Q1 2023 and held it in 6 quarters. The position peaked at $2.7M in Q2 2025. 760 funds tracked by Wall St. Rank hold LPLA as of Q3 2025.

  • AE Wealth Management reported no remaining LPL Financial position as of Q3 2025 after selling out during the quarter.
  • AE Wealth Management sold 7,211 LPL Financial shares in Q3 2025, an estimated $2.7M.
  • AE Wealth Management first reported a position in LPL Financial in Q1 2023 and held it in 6 quarters.
  • AE Wealth Management's LPL Financial position peaked at $2.7M in Q2 2025.
  • 760 funds tracked by Wall St. Rank held LPL Financial as of Q3 2025.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.